4//SEC Filing
Forest Holdings LLC 4
Accession 0000950103-13-006935
CIK 0001371446other
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 7:23 PM ET
Size
54.0 KB
Accession
0000950103-13-006935
Insider Transaction Report
Form 4
FBR & Co.FBRC
Crestview Partners GP, L.P.
10% Owner
Transactions
- Sale
Common Stock
2013-11-26$25.75/sh−87,332$2,248,799→ 0 total(indirect: See footnote.) - Exercise/Conversion
Common Stock
2013-11-26$10.96/sh+61,224$671,015→ 61,224 total(indirect: See footnote.) - Exercise/Conversion
Option
2013-11-26+26,108→ 0 total(indirect: By Partnership)Exercise: $14.52From: 2012-06-01Exp: 2015-06-01→ Common Stock (26,108 underlying) - Sale
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-26$25.75/sh−1,389,480$35,779,110→ 0 total(indirect: See footnotes.) - Exercise/Conversion
Option (Right to Buy) ("Option")
2013-11-26+61,224→ 0 total(indirect: By Partnership)Exercise: $10.96From: 2013-06-05Exp: 2016-06-05→ Common Stock (61,224 underlying) - Exercise/Conversion
Common Stock
2013-11-26$14.52/sh+26,108$379,088→ 87,332 total(indirect: See footnote.)
Transactions
- Sale
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-26$25.75/sh−1,389,480$35,779,110→ 0 total(indirect: See footnotes.) - Sale
Common Stock
2013-11-26$25.75/sh−87,332$2,248,799→ 0 total(indirect: See footnote.) - Exercise/Conversion
Option (Right to Buy) ("Option")
2013-11-26+61,224→ 0 total(indirect: By Partnership)Exercise: $10.96From: 2013-06-05Exp: 2016-06-05→ Common Stock (61,224 underlying) - Exercise/Conversion
Common Stock
2013-11-26$14.52/sh+26,108$379,088→ 87,332 total(indirect: See footnote.) - Exercise/Conversion
Option
2013-11-26+26,108→ 0 total(indirect: By Partnership)Exercise: $14.52From: 2012-06-01Exp: 2015-06-01→ Common Stock (26,108 underlying) - Exercise/Conversion
Common Stock
2013-11-26$10.96/sh+61,224$671,015→ 61,224 total(indirect: See footnote.)
Transactions
- Sale
Common Stock
2013-11-26$25.75/sh−87,332$2,248,799→ 0 total(indirect: See footnote.) - Exercise/Conversion
Option (Right to Buy) ("Option")
2013-11-26+61,224→ 0 total(indirect: By Partnership)Exercise: $10.96From: 2013-06-05Exp: 2016-06-05→ Common Stock (61,224 underlying) - Sale
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-26$25.75/sh−1,389,480$35,779,110→ 0 total(indirect: See footnotes.) - Exercise/Conversion
Common Stock
2013-11-26$10.96/sh+61,224$671,015→ 61,224 total(indirect: See footnote.) - Exercise/Conversion
Option
2013-11-26+26,108→ 0 total(indirect: By Partnership)Exercise: $14.52From: 2012-06-01Exp: 2015-06-01→ Common Stock (26,108 underlying) - Exercise/Conversion
Common Stock
2013-11-26$14.52/sh+26,108$379,088→ 87,332 total(indirect: See footnote.)
Transactions
- Sale
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-26$25.75/sh−1,389,480$35,779,110→ 0 total(indirect: See footnotes.) - Sale
Common Stock
2013-11-26$25.75/sh−87,332$2,248,799→ 0 total(indirect: See footnote.) - Exercise/Conversion
Option (Right to Buy) ("Option")
2013-11-26+61,224→ 0 total(indirect: By Partnership)Exercise: $10.96From: 2013-06-05Exp: 2016-06-05→ Common Stock (61,224 underlying) - Exercise/Conversion
Common Stock
2013-11-26$10.96/sh+61,224$671,015→ 61,224 total(indirect: See footnote.) - Exercise/Conversion
Common Stock
2013-11-26$14.52/sh+26,108$379,088→ 87,332 total(indirect: See footnote.) - Exercise/Conversion
Option
2013-11-26+26,108→ 0 total(indirect: By Partnership)Exercise: $14.52From: 2012-06-01Exp: 2015-06-01→ Common Stock (26,108 underlying)
Transactions
- Sale
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-26$25.75/sh−1,389,480$35,779,110→ 0 total(indirect: See footnotes.) - Exercise/Conversion
Common Stock
2013-11-26$10.96/sh+61,224$671,015→ 61,224 total(indirect: See footnote.) - Exercise/Conversion
Common Stock
2013-11-26$14.52/sh+26,108$379,088→ 87,332 total(indirect: See footnote.) - Exercise/Conversion
Option (Right to Buy) ("Option")
2013-11-26+61,224→ 0 total(indirect: By Partnership)Exercise: $10.96From: 2013-06-05Exp: 2016-06-05→ Common Stock (61,224 underlying) - Exercise/Conversion
Option
2013-11-26+26,108→ 0 total(indirect: By Partnership)Exercise: $14.52From: 2012-06-01Exp: 2015-06-01→ Common Stock (26,108 underlying) - Sale
Common Stock
2013-11-26$25.75/sh−87,332$2,248,799→ 0 total(indirect: See footnote.)
Forest Holdings LLC
Other
Transactions
- Exercise/Conversion
Common Stock
2013-11-26$10.96/sh+61,224$671,015→ 61,224 total(indirect: See footnote.) - Sale
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-26$25.75/sh−1,389,480$35,779,110→ 0 total(indirect: See footnotes.) - Exercise/Conversion
Common Stock
2013-11-26$14.52/sh+26,108$379,088→ 87,332 total(indirect: See footnote.) - Exercise/Conversion
Option (Right to Buy) ("Option")
2013-11-26+61,224→ 0 total(indirect: By Partnership)Exercise: $10.96From: 2013-06-05Exp: 2016-06-05→ Common Stock (61,224 underlying) - Exercise/Conversion
Option
2013-11-26+26,108→ 0 total(indirect: By Partnership)Exercise: $14.52From: 2012-06-01Exp: 2015-06-01→ Common Stock (26,108 underlying) - Sale
Common Stock
2013-11-26$25.75/sh−87,332$2,248,799→ 0 total(indirect: See footnote.)
Transactions
- Exercise/Conversion
Common Stock
2013-11-26$10.96/sh+61,224$671,015→ 61,224 total(indirect: See footnote.) - Exercise/Conversion
Common Stock
2013-11-26$14.52/sh+26,108$379,088→ 87,332 total(indirect: See footnote.) - Sale
Common Stock
2013-11-26$25.75/sh−87,332$2,248,799→ 0 total(indirect: See footnote.) - Sale
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-26$25.75/sh−1,389,480$35,779,110→ 0 total(indirect: See footnotes.) - Exercise/Conversion
Option (Right to Buy) ("Option")
2013-11-26+61,224→ 0 total(indirect: By Partnership)Exercise: $10.96From: 2013-06-05Exp: 2016-06-05→ Common Stock (61,224 underlying) - Exercise/Conversion
Option
2013-11-26+26,108→ 0 total(indirect: By Partnership)Exercise: $14.52From: 2012-06-01Exp: 2015-06-01→ Common Stock (26,108 underlying)
CRESTVIEW PARTNERS, L.P.
10% Owner
Transactions
- Exercise/Conversion
Option (Right to Buy) ("Option")
2013-11-26+61,224→ 0 total(indirect: By Partnership)Exercise: $10.96From: 2013-06-05Exp: 2016-06-05→ Common Stock (61,224 underlying) - Exercise/Conversion
Common Stock
2013-11-26$10.96/sh+61,224$671,015→ 61,224 total(indirect: See footnote.) - Exercise/Conversion
Common Stock
2013-11-26$14.52/sh+26,108$379,088→ 87,332 total(indirect: See footnote.) - Exercise/Conversion
Option
2013-11-26+26,108→ 0 total(indirect: By Partnership)Exercise: $14.52From: 2012-06-01Exp: 2015-06-01→ Common Stock (26,108 underlying) - Sale
Common Stock
2013-11-26$25.75/sh−87,332$2,248,799→ 0 total(indirect: See footnote.) - Sale
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-26$25.75/sh−1,389,480$35,779,110→ 0 total(indirect: See footnotes.)
Footnotes (3)
- [F1]This Form 4 is being filed by more than one reporting person. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Offshore Holdings (Cayman), L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P. and Crestview Partners (ERISA), L.P.
- [F2]Crestview Partners, L.P., Crestview Offshore Holdings (Cayman), L.P., Crestview Partners (PF), L.P. and Crestview Holdings (TE), L.P. are members of Forest Holdings LLC, which on November 26, 2013 sold 1,317,692 shares of common stock of the issuer and is no longer a record owner of any shares of common stock of the issuer following the reported transactions. Crestview Partners (ERISA), L.P. is the sole member of Forest Holdings (ERISA) LLC, which on November 26, 2013 sold 71,788 shares of common stock of the issuer and is no longer the record owner of any shares of common stock of the issuer following the reported transactions. Each reporting person disclaims beneficial ownership of the reported securities except and to the extent of its pecuniary interest therein.
- [F3]On November 26, 2013, Crestview Advisors, L.L.C., which provides investment advisory and management services to certain of the reporting persons, exercised 61,224 options to buy shares of common stock of the issuer at an exercise price of $10.96 per share and 26,108 options to buy shares of common stock of the issuer at an exercise price of $14.52 per share, and sold the shares underlying such options to the Company at a price of $25.75 per share. Each reporting person disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein, if any.
Documents
Issuer
FBR & Co.
CIK 0001371446
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001402597
Filing Metadata
- Form type
- 4
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 7:23 PM ET
- Size
- 54.0 KB