4//SEC Filing
CITIZENS FINANCIAL GROUP INC/RI 4
Accession 0000950103-14-006809
$CFGCIK 0000759944operating
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 5:54 PM ET
Size
17.2 KB
Accession
0000950103-14-006809
Insider Transaction Report
Form 4
RBS CBFM North America Corp.
10% Owner
Transactions
- Sale
Common Stock
2014-09-29$21.09/sh−156,363,704$3,297,710,517→ 398,998,324 total(indirect: See Footnote) - Sale
Common Stock
2014-09-29$21.09/sh−4,636,296$97,779,483→ 0 total(indirect: See Footnote)
ROYAL BANK OF SCOTLAND GROUP PLC
10% Owner
Transactions
- Sale
Common Stock
2014-09-29$21.09/sh−156,363,704$3,297,710,517→ 398,998,324 total(indirect: See Footnote) - Sale
Common Stock
2014-09-29$21.09/sh−4,636,296$97,779,483→ 0 total(indirect: See Footnote)
ROYAL BANK OF SCOTLAND PLC
10% Owner
Transactions
- Sale
Common Stock
2014-09-29$21.09/sh−156,363,704$3,297,710,517→ 398,998,324 total(indirect: See Footnote) - Sale
Common Stock
2014-09-29$21.09/sh−4,636,296$97,779,483→ 0 total(indirect: See Footnote)
RBSG International Holdings Ltd.
10% Owner
Transactions
- Sale
Common Stock
2014-09-29$21.09/sh−156,363,704$3,297,710,517→ 398,998,324 total(indirect: See Footnote) - Sale
Common Stock
2014-09-29$21.09/sh−4,636,296$97,779,483→ 0 total(indirect: See Footnote)
NATIONAL WESTMINSTER BANK PLC /ENG/
10% Owner
Transactions
- Sale
Common Stock
2014-09-29$21.09/sh−4,636,296$97,779,483→ 0 total(indirect: See Footnote) - Sale
Common Stock
2014-09-29$21.09/sh−156,363,704$3,297,710,517→ 398,998,324 total(indirect: See Footnote)
NatWest Group Holdings Corp.
10% Owner
Transactions
- Sale
Common Stock
2014-09-29$21.09/sh−156,363,704$3,297,710,517→ 398,998,324 total(indirect: See Footnote) - Sale
Common Stock
2014-09-29$21.09/sh−4,636,296$97,779,483→ 0 total(indirect: See Footnote)
Footnotes (5)
- [F1]This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited, including 21,000,000 shares of Common Stock covered by the over-allotment option exercised by the underwriters, in connection with the initial public offering of the Issuer which closed on September 29, 2014 (the "IPO"). The material terms of the IPO are described in the prospectus, dated September 23, 2014, filed by the Issuer with the U.S. Securities and Exchange Commission on September 24, 2014.
- [F2]This amount represents the $21.50 per share price of Common Stock sold by the underwriters in connection with the IPO, less the underwriting discount of $0.4085 per share.
- [F3]Directly owned by RBSG International Holdings Limited, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc.
- [F4]This amount reflects the number of shares of Common Stock sold by RBS CBFM North America Corp. in connection with the IPO.
- [F5]Directly owned by RBS CBFM North America Corp., which is a wholly owned subsidiary of NatWest Group Holdings Corporation, which is a wholly owned subsidiary of National Westminster Bank plc, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc.
Documents
Issuer
CITIZENS FINANCIAL GROUP INC/RI
CIK 0000759944
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000759944
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 5:54 PM ET
- Size
- 17.2 KB