4//SEC Filing
Cobalt International Energy, Inc. 4
Accession 0000950103-14-009016
CIK 0001471261operating
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 8:57 PM ET
Size
17.8 KB
Accession
0000950103-14-009016
Insider Transaction Report
Form 4
Smith Richard Anthony
Vice President
Transactions
- Disposition to Issuer
Common Stock
2014-12-21−30,915→ 299,243 total - Sale
Common Stock
2014-12-22$8.82/sh−6,760$59,623→ 292,483 total
Holdings
- 3,400(indirect: See footnote)
Common Stock
- 3,400(indirect: See footnote)
Common Stock
- 3,400(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]30,915 shares represent restricted shares that were scheduled to vest on December 21, 2014, but only if the average of the volume weighted average price of a share of the Issuer's Common Stock during the 90-day period ending on the day before December 21, 2014 equaled or exceeded $13.50. As the share price of the Issuer's Common Stock failed to meet this performance condition, these shares were forfeited
- [F2]35,000 of the total number of shares held directly by the reporting person are held jointly with his wife.
- [F3]These shares were sold pursuant to a Rule 10b5-1 plan.
- [F4]This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $8.67 to $8.99, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any other security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F5]These shares were purchased on behalf of the reporting person's minor child. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Issuer
Cobalt International Energy, Inc.
CIK 0001471261
Entity typeoperating
Related Parties
1- filerCIK 0001471261
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 8:57 PM ET
- Size
- 17.8 KB