Hilltop Securities Holdings LLC 4
4 · Hilltop Securities Holdings LLC · Filed Jan 2, 2015
Insider Transaction Report
Form 4
Williams Joel T. III
Director
Transactions
- Disposition to Issuer
Common Stock $.10 Par Value
2015-01-01−27,588→ 0 total
Footnotes (1)
- [F1]As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, Hilltop Holdings Inc. ("Hilltop"), and Peruna LLC, dated as of March 31, 2014 (the "Merger Agreement"), pursuant to the terms of the Merger Agreement, each share of the Issuer's common stock held by the reporting person that was outstanding as of immediately prior to the Effective Time was converted into the right to receive (a) 0.2496 shares of Hilltop common stock and (b) $1.94 in cash, without interest.