4//SEC Filing
Hilltop Securities Holdings LLC 4
Accession 0000950103-15-000022
CIK 0000878520operating
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 1:53 PM ET
Size
20.5 KB
Accession
0000950103-15-000022
Insider Transaction Report
Form 4
Buchholz Robert A
Director
Transactions
- Disposition to Issuer
Common Stock $.10 Par Value
2015-01-01−59,154→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock $.10 Par Value
2015-01-01−32,172→ 0 total(indirect: By Partnership) - Disposition to Issuer
Common Stock $.10 Par Value
2015-01-01−350,683→ 0 total - Disposition to Issuer
Common Stock $.10 Par Value
2015-01-01−100,000→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock $.10 Par Value
2015-01-01−9,075→ 0 total(indirect: By Children)
Footnotes (1)
- [F1]As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, Hilltop Holdings Inc. ("Hilltop"), and Peruna LLC, dated as of March 31, 2014 (the "Merger Agreement"), pursuant to the terms of the Merger Agreement, each share of the Issuer's common stock held by the reporting person that was outstanding as of immediately prior to the Effective Time was converted into the right to receive (a) 0.2496 shares of Hilltop common stock and (b) $1.94 in cash, without interest.
Issuer
Hilltop Securities Holdings LLC
CIK 0000878520
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878520
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 1:53 PM ET
- Size
- 20.5 KB