Cobalt International Energy, Inc.·4

Feb 20, 9:08 PM ET

Cobalt International Energy, Inc. 4

4 · Cobalt International Energy, Inc. · Filed Feb 20, 2015

Insider Transaction Report

Form 4
Period: 2015-02-19
Smith Richard Anthony
Vice President
Transactions
  • Award

    Common Stock

    2015-02-19+23,438314,248 total
  • Award

    Stock Appreciation Right

    2015-02-19+45,89445,894 total
    Exercise: $8.87From: 2016-02-19Exp: 2025-02-19Common Stock (45,894 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    3,400
  • Common Stock

    (indirect: See footnote)
    3,400
  • Common Stock

    (indirect: See footnote)
    3,400
Footnotes (4)
  • [F1]23,438 shares represent restricted shares granted under the Issuer's Long Term Incentive Plan (the "Plan"), which will vest one-third (1/3) on each of: February 19, 2016, February 19, 2017 and February 19, 2018, subject to the terms of the award agreement under the Plan.
  • [F2]35,000 of the total number of shares held directly by the reporting person are held jointly with his wife.
  • [F3]These shares were purchased on behalf of the reporting person's minor child. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F4]45,894 shares represent shares underlying stock appreciation rights granted under the Plan, which will vest with respect to one-third (1/3) of the underlying shares of Common Stock on each of: February 19, 2016, February 19, 2017 and February 19, 2018, subject to the terms of the award agreement under the Plan.

Documents

1 file
  • 4
    dp53667_4-smith.xmlPrimary

    FORM 4