Home/Filings/4/0000950103-15-006159
4//SEC Filing

CITIZENS FINANCIAL GROUP INC/RI 4

Accession 0000950103-15-006159

$CFGCIK 0000759944operating

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 2:33 PM ET

Size

9.6 KB

Accession

0000950103-15-006159

Insider Transaction Report

Form 4
Period: 2015-08-03
Transactions
  • Sale

    Common Stock

    2015-08-03$25.69/sh98,900,000$2,540,741,000120,077,166 total(indirect: See Footnote)
Transactions
  • Sale

    Common Stock

    2015-08-03$25.69/sh98,900,000$2,540,741,000120,077,166 total(indirect: See Footnote)
Transactions
  • Sale

    Common Stock

    2015-08-03$25.69/sh98,900,000$2,540,741,000120,077,166 total(indirect: See Footnote)
Footnotes (3)
  • [F1]This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited, including 12,900,000 shares of Common Stock covered by the over-allotment option exercised by the underwriters, in connection with the Issuer's registered follow-on offering (the "Follow-on Offering"), which closed on August 3, 2015. The material terms of the Follow-on Offering are described in the prospectus dated July 28, 2015, filed by the Issuer with the U.S. Securities and Exchange Commission on July 29, 2015.
  • [F2]This amount represents the $26.00 per share price of Common Stock sold by the underwriters in connection with the Follow-on Offering, less the underwriting discount of $0.312 per share.
  • [F3]Directly owned by RBSG International Holdings Limited, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc.

Issuer

CITIZENS FINANCIAL GROUP INC/RI

CIK 0000759944

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000759944

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 2:33 PM ET
Size
9.6 KB