4//SEC Filing
Ultra Clean Holdings, Inc. 4
Accession 0000950103-17-003659
$UCTTCIK 0001275014operating
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 5:43 PM ET
Size
11.7 KB
Accession
0000950103-17-003659
Insider Transaction Report
Form 4
Speirs David
SVP, North America
Transactions
- Sale
Common Stock
2017-03-17$15.37/sh−18,052$277,477→ 119,910 total - Sale
Common Stock
2017-03-15$14.60/sh−9,958$145,387→ 137,962 total - Sale
Common Stock
2017-04-17$15.13/sh−16,119$243,855→ 103,791 total - Purchase
Common Stock
2017-03-01$14.29/sh+4,204$60,075→ 147,920 total
Holdings
- 200(indirect: by son)
Common Stock
Footnotes (4)
- [F1]This Form is being filed late to report transactions that were inadvertently omitted from prior reports. The reporting person's sale of UCTT common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4,204 shares, with the reporting person's purchase of 4,204 shares of UCTT common stock at a price of $14.29 per share on March 1, 2017. The reporting person has paid UCTT $4,666.44, representing the full amount of the profit (using a per share sale price of $15.40, which was the highest sale price for any individual sale transaction during the relevant time period) in connection with the short-swing transaction, and the reporting person has further agreed to pay UCTT any further profits that result from future sales.
- [F2]This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.3338 to $15.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- [F3]Shares sold pursuant to a previously established Rule 10b5-1 Plan.
- [F4]This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.00 to $15.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
Documents
Issuer
Ultra Clean Holdings, Inc.
CIK 0001275014
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001275014
Filing Metadata
- Form type
- 4
- Filed
- Apr 18, 8:00 PM ET
- Accepted
- Apr 19, 5:43 PM ET
- Size
- 11.7 KB