Home/Filings/4/0000950103-17-004248
4//SEC Filing

Bonanza Creek Energy, Inc. 4

Accession 0000950103-17-004248

$CIVICIK 0001509589operating

Filed

May 1, 8:00 PM ET

Accepted

May 2, 7:03 PM ET

Size

18.7 KB

Accession

0000950103-17-004248

Insider Transaction Report

Form 4
Period: 2017-04-28
Carty Richard J
DirectorChairman of the Board
Transactions
  • Award

    Common Stock

    2017-04-28+137,814139,243 total
  • Award

    Stock Options

    2017-04-28+137,814137,814 total
    Exercise: $34.36Exp: 2027-04-28Common Stock (137,814 underlying)
  • Disposition to Issuer

    Common Stock

    2017-04-28177,2380 total
  • Award

    Common Stock

    2017-04-28+1,4291,429 total
  • Disposition to Issuer

    LTIP Units

    2017-04-28291,6660 total
    Common Stock (291,666 underlying)
  • Award

    Warrants

    2017-04-28+5,2795,279 total
    Exercise: $71.23From: 2017-04-28Exp: 2020-04-28Common Stock (5,279 underlying)
  • Disposition to Issuer

    Performance Shares

    2017-04-2830,1240 total
    Common Stock (30,124 underlying)
Footnotes (5)
  • [F1]On December 23, 2016, the Issuer entered into a Restructuring Support and Lock-Up Agreement (the "RSA"), and on January 4, 2017, in accordance with the terms of the RSA, the Issuer and all of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Court") to pursue the Debtors' Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (as amended, the "Prepackaged Plan"). On April 7, 2017, the Court entered an order confirming the Prepackaged Plan, which order was stayed until April 24, 2017. The Issuer emerged from Chapter 11 on April 28, 2017 (the "Effective Date"). On the Effective Date, all outstanding shares of the Issuer's common stock ("Old Common Stock"), and all equity awards with respect to Old Common Stock, were cancelled and extinguished.
  • [F2]New shares of the Issuer's common stock, par value $0.01 per share ( "New Common Stock"), were issued to certain of the Issuer's stockholders (including the Reporting Person) pursuant to the Prepackaged Plan in exchange for voluntary releases of certain claims and causes of action granted under the Prepackaged Plan.
  • [F3]Represents restricted stock units with respect to New Common Stock granted to the Reporting Person on the Effective Date pursuant to the Issuer's Management Incentive Plan that are scheduled to vest in three equal installments on April 28, 2018, April 28, 2019 and April 28, 2020.
  • [F4]Warrants with respect to New Common Stock were issued to certain of the Issuer's stockholders (including the Reporting Person) pursuant to the Prepackaged Plan in exchange for voluntary releases of certain claims and causes of action granted under the Prepackaged Plan.
  • [F5]Represents stock options with respect to New Common Stock granted to the Reporting Person on the Effective Date pursuant to the Issuer's Management Incentive Plan that are scheduled to vest and become exercisable in three equal installments on April 28, 2018, April 28, 2019 and April 28, 2020.

Issuer

Bonanza Creek Energy, Inc.

CIK 0001509589

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001509589

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 7:03 PM ET
Size
18.7 KB