4//SEC Filing
AMERICAN INDUSTRIAL PARTNERS CAPITAL FUND IV LP 4
Accession 0000950103-17-010337
CIK 0001687221other
Filed
Oct 26, 8:00 PM ET
Accepted
Oct 27, 4:24 PM ET
Size
13.0 KB
Accession
0000950103-17-010337
Insider Transaction Report
Form 4
REV Group, Inc.REVG
Transactions
- Sale
Common Stock
2017-10-17$26.09/sh−9,402,307$245,324,054→ 35,184,656 total - Sale
Common Stock
2017-10-27$26.09/sh−1,410,346$36,798,607→ 33,774,310 total
Transactions
- Sale
Common Stock
2017-10-17$26.09/sh−9,402,307$245,324,054→ 35,184,656 total - Sale
Common Stock
2017-10-27$26.09/sh−1,410,346$36,798,607→ 33,774,310 total
AIP/CHC Holdings, LLC
10% Owner
Transactions
- Sale
Common Stock
2017-10-27$26.09/sh−1,410,346$36,798,607→ 33,774,310 total - Sale
Common Stock
2017-10-17$26.09/sh−9,402,307$245,324,054→ 35,184,656 total
Footnotes (4)
- [F1]The 10,812,653 shares covered by this Statement were disposed of pursuant to the registered offering contemplated by the prospectus included in the Issuer's registration statement on Form S-1 (File No. 333-220874). 9,402,307 shares were disposed of on October 17, 2017 at closing of the offering, and the remaining 1,410,346 shares were disposed of on October 27, 2017 pursuant to the exercise in full by the underwriters of their option to purchase additional shares as described in such registration statement.
- [F2]This Statement is being filed by American Industrial Partners Capital Fund IV, LP., American Industrial Partners Capital Fund IV (Parallel), LP and AIP/CHC Holdings, LLC (collectively, the "Reporting Persons"). The principal business address of each Reporting Person is 330 Madison Avenue, 28th Floor, New York, New York 10017. Each of the Reporting Persons are party to a stockholders agreement that relates to the voting of the shares covered by this Report and, as such, may be deemed to be a member, or members, of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
- [F3]The 33,774,310 shares represent (i) 31,452,804 shares of common stock held by American Industrial Partners Capital Fund IV, LP. ("Fund IV"), (ii) 155,889 shares of common stock held by American Industrial Partners Capital Fund IV (Parallel), LP ("Parallel Fund") and (iii) 2,165,617 shares of common stock held by AIP/CHC Holdings, LLC ("AIP Holdings" and, together with Fund IV and Parallel Fund, the "AIP Funds"). AIP CF IV, LLC ("AIP GP") is the general partner ofFund IV and the Parallel Fund. Messrs. John Becker, Dino Cusumano and Kim Marvin are the senior managing members of AIP GP. They are also the managing members of AIP/CHC Investors, LLC, which is the managing member of AIP Holdings. As a result of the above, Messrs. Becker, Cusumano and Marvin may be deemed to share voting and dispositive power with respect to the shares held by the AIP Funds.
- [F4]Messrs. Paul Bamatter, Graham Sullivan, Donn Viola, Marvin and Cusumano also hold an indirect interest in AIP Holdings. Messrs. Bamatter, Cusumano, Marvin and Viola serve as members of the Board of Directors of the Issuer. Each of the individuals listed herein disclaim beneficial ownership of the shares of common stock held by the AIP Funds except to the extent of any pecuniary interest therein. The filing of this Report is not an admission that the Reporting Persons are members of a group or beneficial owners of any shares other than those in which they have a pecuniary interest.
Documents
Issuer
REV Group, Inc.
CIK 0001687221
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001390368
Filing Metadata
- Form type
- 4
- Filed
- Oct 26, 8:00 PM ET
- Accepted
- Oct 27, 4:24 PM ET
- Size
- 13.0 KB