ORIX CORP 4
4 · HOULIHAN LOKEY, INC. · Filed Aug 23, 2018
Insider Transaction Report
Form 4
ORIX HLHZ Holding LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2018-08-22$48.04/sh−28,485$1,368,479→ 622,699 total - Sale
Class A Common Stock
2018-08-21$48.00/sh−12,739$611,472→ 256,810 total - Conversion
Class A Common Stock
2018-08-21+394,374→ 651,184 total - Conversion
Class B Common Stock
2018-08-21−394,374→ 5,768,214 total→ Class A Common Stock (394,374 underlying)
Footnotes (4)
- [F1]Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
- [F2]Represents Class A Common Stock received upon conversion of Class B Common Stock.
- [F3]Reflects a weighted average sale price of $48.0421 per share, at prices ranging from $48.00 to $48.115 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.