4//SEC Filing
ORIX CORP 4
Accession 0000950103-18-009895
$IXCIK 0001302215other
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 1:30 PM ET
Size
12.8 KB
Accession
0000950103-18-009895
Insider Transaction Report
Form 4
ORIX HLHZ Holding LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2018-08-22$48.04/sh−28,485$1,368,479→ 622,699 total - Sale
Class A Common Stock
2018-08-21$48.00/sh−12,739$611,472→ 256,810 total - Conversion
Class A Common Stock
2018-08-21+394,374→ 651,184 total - Conversion
Class B Common Stock
2018-08-21−394,374→ 5,768,214 total→ Class A Common Stock (394,374 underlying)
ORIX CORP
10% Owner
Transactions
- Conversion
Class A Common Stock
2018-08-21+394,374→ 651,184 total - Sale
Class A Common Stock
2018-08-22$48.04/sh−28,485$1,368,479→ 622,699 total - Conversion
Class B Common Stock
2018-08-21−394,374→ 5,768,214 total→ Class A Common Stock (394,374 underlying) - Sale
Class A Common Stock
2018-08-21$48.00/sh−12,739$611,472→ 256,810 total
Footnotes (4)
- [F1]Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
- [F2]Represents Class A Common Stock received upon conversion of Class B Common Stock.
- [F3]Reflects a weighted average sale price of $48.0421 per share, at prices ranging from $48.00 to $48.115 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
Related Parties
1- filerCIK 0001070304
Filing Metadata
- Form type
- 4
- Filed
- Aug 22, 8:00 PM ET
- Accepted
- Aug 23, 1:30 PM ET
- Size
- 12.8 KB