Marten Alan 4
4 · SMART Global Holdings, Inc. · Filed Nov 16, 2018
Insider Transaction Report
Form 4
Marten Alan
Sr. VP, Chief Strategy Officer
Transactions
- Exercise/Conversion
Ordinary Shares
2018-11-15$11.55/sh+8,800$101,640→ 106,466 total - Exercise/Conversion
Employee Stock Options (right to buy)
2018-11-15−8,800→ 57,722 totalExercise: $11.55Exp: 2026-05-23→ Ordinary Shares (8,800 underlying) - Sale
Ordinary Shares
2018-11-15$29.33/sh−8,800$258,104→ 97,666 total
Footnotes (3)
- [F1]The transactions reported herein were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017 and modified on 4/17/2018.
- [F2]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $28.87 to $29.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F3]Fully vested and exercisable.