4//SEC Filing
GOLDBERG BRUCE M 4
Accession 0000950103-18-014945
CIK 0001616533other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 10:58 AM ET
Size
11.0 KB
Accession
0000950103-18-014945
Insider Transaction Report
Form 4
GOLDBERG BRUCE M
See Remarks
Transactions
- Exercise/Conversion
Ordinary Shares
2018-12-20$11.55/sh+3,042$35,135→ 13,933 total - Exercise/Conversion
Employee Stock Options (right to buy)
2018-12-20−3,042→ 0 totalExercise: $11.55Exp: 2026-05-23→ Ordinary Shares (3,042 underlying) - Sale
Ordinary Shares
2018-12-20$29.81/sh−2,040$60,812→ 11,893 total - Sale
Ordinary Shares
2018-12-20$31.00/sh−1,002$31,062→ 10,891 total
Footnotes (4)
- [F1]The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017and modified on 04/07/2018 and 08/03/2018 .
- [F2]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.30 to $30.20. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.
- [F3]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $30.63 to $31.47. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.
- [F4]The original option vested and became exercisable 50% in May 2017 with the remainder vesting quarterly through May 2018.
Documents
Issuer
SMART Global Holdings, Inc.
CIK 0001616533
Entity typeother
Related Parties
1- filerCIK 0001005688
Filing Metadata
- Form type
- 4
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 10:58 AM ET
- Size
- 11.0 KB