GOLDBERG BRUCE M 4

4 · SMART Global Holdings, Inc. · Filed Dec 26, 2018

Form 4

Period: 2018-12-20

See Remarks

Transactions

Exercise/Conversion
Ordinary Shares
2018-12-20$11.55/sh+3,042$35,135→ 13,933 total
Exercise/Conversion
Employee Stock Options (right to buy)
2018-12-20−3,042→ 0 total
Exercise: $11.55Exp: 2026-05-23→ Ordinary Shares (3,042 underlying)
Sale
Ordinary Shares
2018-12-20$29.81/sh−2,040$60,812→ 11,893 total
Sale
Ordinary Shares
2018-12-20$31.00/sh−1,002$31,062→ 10,891 total

Footnotes (4)

[F1]The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017and modified on 04/07/2018 and 08/03/2018 .
[F2]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.30 to $30.20. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.
[F3]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $30.63 to $31.47. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.
[F4]The original option vested and became exercisable 50% in May 2017 with the remainder vesting quarterly through May 2018.

Documents

1 file