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HOULIHAN LOKEY, INC.·4

Jul 2, 4:29 PM ET

ORIX HLHZ Holding LLC 4

4 · HOULIHAN LOKEY, INC. · Filed Jul 2, 2019

Insider Transaction Report

Form 4
Period: 2019-06-28
HOULIHAN LOKEY, INC.HLI
ORIX HLHZ Holding LLC
Other
Transactions
  • Conversion

    Class A Common Stock

    [F1][F2]
    2019-06-28+2,268,214→ 3,377,935 total
  • Conversion

    Class B Common Stock

    [F3][F2]
    2019-06-28−2,268,214→ 0 total
    → Class A Common Stock (2,268,214 underlying)
Footnotes (3)
  • [F1]Represents Class A Common Stock received upon conversion of Class B Common Stock.
  • [F2]Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
  • [F3]Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.

Documents

1 file
  • 4
    dp109409_4-orix.xmlPrimary

    FORM 4