4//SEC Filing
Calm.com, Inc. 4
Accession 0000950103-19-009279
CIK 0001410428other
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 4:05 PM ET
Size
9.3 KB
Accession
0000950103-19-009279
Insider Transaction Report
Form 4
Calm.com, Inc.
10% Owner
Transactions
- Purchase
5.00% Unsecured Convertible Note due 2022
2019-07-08$2500000.00/shExercise: $3.10→ Series E Convertible Preferred Stock (806,451 underlying) - Purchase
Common Stock Warrants
2019-07-08+937,500→ 937,500 totalExercise: $2.00From: 2020-01-08Exp: 2025-01-08→ Common Stock (937,500 underlying)
Footnotes (6)
- [F1]On July 8, 2019, Calm.com, Inc. ("Calm") purchased $2.5 million aggregate principal amount of 5.00% Unsecured Convertible Notes due May 31, 2022 (the "Note") from the issuer, which will be initially convertible into shares of Series E Convertible Preferred Stock at a conversion price of $3.10 per share.
- [F2]Subject to receipt of approval of the shareholders of the issuer, the conversion price of the Note may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Series E Preferred Stock becoming issuable.
- [F3]The Note is convertible at Calm's option into shares of Series E Preferred Stock at any time and from time to time.
- [F4]The Note matures on May 31, 2022.
- [F5]Subject to receipt of approval of the shareholders of the issuer, the exercise price of the Common Stock Warrants may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Common Stock becoming issuable.
- [F6]The Common Stock Warrants were issued as partial consideration (along with the Note and other consideration) for Calm's investment in the issuer on July 8, 2019.
Documents
Issuer
XpresSpa Group, Inc.
CIK 0001410428
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001721834
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 4:05 PM ET
- Size
- 9.3 KB