3//SEC Filing
Huatai Securities Co., Ltd. 3
Accession 0000950103-19-009421
CIK 0001591587other
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 7:35 PM ET
Size
25.5 KB
Accession
0000950103-19-009421
Insider Transaction Report
Form 3
Holdings
- 66,150,000(indirect: See Footnote)
Common stock
Holdings
- 66,150,000(indirect: See Footnote)
Common stock
AssetMark Holdings LLC
10% Owner
Holdings
- 66,150,000(indirect: See Footnote)
Common stock
Huatai Securities Co., Ltd.
10% Owner
Holdings
- 66,150,000(indirect: See Footnote)
Common stock
Footnotes (1)
- [F1]These shares are owned directly by AssetMark Holdings LLC. Huatai International Investment Holdings Limited ("HIIHL") is a member of AssetMark Holdings LLC holding 98.6% of the equity interests therein. Huatai International Financial Holdings Company Limited ("HIFHCL") is the sole shareholder of HIIHL. Huatai Securities Co., Ltd. ("HSCL") is the sole shareholder of HIFHCL. Each of HSCL, HIFHCL and HIIHL is an indirect beneficial owner of the reported securities and disclaims beneficial ownership over the reported securities except to the extent of its pecuniary interest.
Issuer
AssetMark Financial Holdings, Inc.
CIK 0001591587
Entity typeother
IncorporatedChina
Related Parties
1- filerCIK 0001782677
Filing Metadata
- Form type
- 3
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 7:35 PM ET
- Size
- 25.5 KB