Huatai Securities Co., Ltd. 3
3 · AssetMark Financial Holdings, Inc. · Filed Jul 17, 2019
Insider Transaction Report
Form 3
Huatai Securities Co., Ltd.
10% Owner
Holdings
- 66,150,000(indirect: See Footnote)
Common stock
Footnotes (1)
- [F1]These shares are owned directly by AssetMark Holdings LLC. Huatai International Investment Holdings Limited ("HIIHL") is a member of AssetMark Holdings LLC holding 98.6% of the equity interests therein. Huatai International Financial Holdings Company Limited ("HIFHCL") is the sole shareholder of HIIHL. Huatai Securities Co., Ltd. ("HSCL") is the sole shareholder of HIFHCL. Each of HSCL, HIFHCL and HIIHL is an indirect beneficial owner of the reported securities and disclaims beneficial ownership over the reported securities except to the extent of its pecuniary interest.