Huatai Securities Co., Ltd. 4
4 · AssetMark Financial Holdings, Inc. · Filed Jul 24, 2019
Insider Transaction Report
Form 4
Huatai Securities Co., Ltd.
10% Owner
Transactions
- Sale
Common stock
2019-07-22$20.57/sh−8,125,000$167,131,250→ 50,873,799 total(indirect: By Huatai International Investment Holdings Limited)
Footnotes (1)
- [F1]These shares are held directly by Huatai International Investment Holdings Limited ("HIIHL"). Huatai International Finance Limited ("HIFL") is the sole shareholder of HIIHL. Huatai Financial Holdings (Hong Kong) Limited ("HFHHKL") is the sole shareholder of HIFL. Huatai International Financial Holdings Company Limited ("HIFHCL") is the sole shareholder of HFHHKL. Huatai Securities Co., Ltd. ("HSCL") is the sole shareholder of HIFHCL. Accordingly, each of HSCL, HIFHCL, HFHHKL and HIFL is an indirect beneficial owner of the reported securities. In prior reports by the reporting persons with respect to the issuer on Form 3 dated July 17, 2019 and on Form 4 dated July 19, 2019, HIFHCL was described as the sole shareholder of HIIHL. As of July 17, 2019, the date covered in those reports, and as of the date covered in this report, HIFHCL's ownership of HIIHL was indirect, by way of HFHHKL and HIFL.