4//SEC Filing
Calm.com, Inc. 4
Accession 0000950103-20-007902
CIK 0001410428other
Filed
Apr 20, 8:00 PM ET
Accepted
Apr 21, 8:44 PM ET
Size
11.4 KB
Accession
0000950103-20-007902
Insider Transaction Report
Form 4
Calm.com, Inc.
10% Owner
Transactions
- Sale
Common Stock Warrants
2020-04-20$0.11/sh−937,500$100,313→ 0 totalExercise: $2.00From: 2020-01-08Exp: 2025-01-08→ Common Stock (937,500 underlying) - Sale
5.00% Unsecured Convertible Note due 2022
2020-04-16$2375000.00/sh−2,500,000$5,937,500,000,000→ 0 totalExercise: $3.10→ Series E Convertible Preferred Stock (1,445,816 underlying) - Sale
Series E Convertible Preferred Stock
2020-04-20$0.33/sh−967,742$323,226→ 0 totalExercise: $2.00→ Common Stock (1,500,000 underlying)
Footnotes (7)
- [F1]$2.5 million aggregate principal amount of XpresSpa Group, Inc.'s 5.00% Unsecured Convertible Notes due May 31, 2022 (the "Note"), which is convertible into shares of Series E Convertible Preferred Stock at a conversion price of $2.00 per share.
- [F2]Subject to receipt of approval of the shareholders of the issuer, the conversion price of the Note may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Series E Preferred Stock becoming issuable.
- [F3]The Note is convertible at the holder's option into shares of Series E Preferred Stock at any time and from time to time.
- [F4]The Note matures on May 31, 2022.
- [F5]Subject to receipt of approval of the shareholders of the issuer, the exercise price of the Common Stock Warrants may be reduced in connection with certain anti-dilution price protection provisions, resulting in additional shares of Common Stock becoming issuable.
- [F6]Holder has the right to convert any of the Series E Convertible Preferred at any time and from time to time.
- [F7]The Series E Convertible Preferred Stock matures on November 13, 2025.
Documents
Issuer
XpresSpa Group, Inc.
CIK 0001410428
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001721834
Filing Metadata
- Form type
- 4
- Filed
- Apr 20, 8:00 PM ET
- Accepted
- Apr 21, 8:44 PM ET
- Size
- 11.4 KB