SCHENK JOSEPH A 4
4 · GAIN Capital Holdings, Inc. · Filed Jul 21, 2020
Insider Transaction Report
Form 4
SCHENK JOSEPH A
Director
Transactions
- Exercise/Conversion
Common Stock
2020-07-17$3.83/sh+40,000$153,200→ 237,219 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-07-17$3.83/sh−40,000$153,200→ 0 totalExercise: $3.83→ Common Stock (40,000 underlying)
Footnotes (2)
- [F1]Reflects shares acquired upon exercise of stock options listed in Table II below.
- [F2]Such stock options were granted on July 28, 2010 and vested 1/12 per month until fully vested on the one-year anniversary of the grant date. The options have a term of ten years.