Home/Filings/4/0000950103-20-013977
4//SEC Filing

SCHENK JOSEPH A 4

Accession 0000950103-20-013977

CIK 0001444363other

Filed

Jul 20, 8:00 PM ET

Accepted

Jul 21, 4:17 PM ET

Size

7.1 KB

Accession

0000950103-20-013977

Insider Transaction Report

Form 4
Period: 2020-07-17
Transactions
  • Exercise/Conversion

    Common Stock

    2020-07-17$3.83/sh+40,000$153,200237,219 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-07-17$3.83/sh40,000$153,2000 total
    Exercise: $3.83Common Stock (40,000 underlying)
Footnotes (2)
  • [F1]Reflects shares acquired upon exercise of stock options listed in Table II below.
  • [F2]Such stock options were granted on July 28, 2010 and vested 1/12 per month until fully vested on the one-year anniversary of the grant date. The options have a term of ten years.

Issuer

GAIN Capital Holdings, Inc.

CIK 0001444363

Entity typeother

Related Parties

1
  • filerCIK 0001230923

Filing Metadata

Form type
4
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:17 PM ET
Size
7.1 KB