4//SEC Filing
Hine Alastair 4
Accession 0000950103-20-015220
CIK 0001444363other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 4:34 PM ET
Size
12.8 KB
Accession
0000950103-20-015220
Insider Transaction Report
Form 4
Hine Alastair
Chief Operating Officer
Transactions
- Disposition to Issuer
Common Stock
2020-07-31$6.00/sh−20,680$124,080→ 3,500 total - Award
Common Stock
2020-07-31$6.00/sh+22,935$137,610→ 22,935 total - Disposition to Issuer
Common Stock
2020-07-31$6.00/sh−22,935$137,610→ 0 total - Disposition to Issuer
Common Stock
2020-07-31$6.00/sh−3,500$21,000→ 0 total - Disposition to Issuer
Common Stock
2020-07-31$6.00/sh−20,274$121,644→ 24,180 total
Footnotes (6)
- [F1]On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement").
- [F2]Pursuant to the terms of the Merger Agreement, each share of Issuer common stock reported in Table I above was converted into the right to receive $6.00 in cash (the "Merger Consideration").
- [F3]Disposed of pursuant to the terms of the Merger Agreement under which each restricted stock unit ("RSU") that is subject to time-based vesting was canceled in exchange for a cash payment representing a number of shares of common stock subject to such RSU, multiplied by the Merger Consideration.
- [F4]Disposed of pursuant to the terms of the Merger Agreement under which each performance-based RSU ("PRSU") for which the performance period has ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on actual performance during the performance period, multiplied by the Merger Consideration.
- [F5]On March 14, 2019, the reporting person received a compensatory grant of PRSUs for which vesting was dependent on the Issuer's performance. Pursuant to the Merger Agreement, such PRSUs for which the performance period has not ended were vested at target performance as of the Merger.
- [F6]Disposed of pursuant to the terms of the Merger Agreement under which each PRSU for which the performance period has not ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on target performance, multiplied by the Merger Consideration.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeother
Related Parties
1- filerCIK 0001722272
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 4:34 PM ET
- Size
- 12.8 KB