Bevilacqua Thomas A 4
4 · GAIN Capital Holdings, Inc. · Filed Aug 4, 2020
Insider Transaction Report
Form 4
Bevilacqua Thomas A
Director
Transactions
- Disposition to Issuer
Common Stock
2020-07-31$6.00/sh−109,477$656,862→ 0 total
Footnotes (2)
- [F1]On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement each share of Issuer common stock reported in Table I above was converted into the right to receive $6.00 in cash.
- [F2]Mr. Bevilacqua, one of the Issuer's directors, is a managing director of VantagePoint Capital Partners. VantagePoint Management, Inc. has voting and investment control over these shares. Mr. Bevilacqua disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.