WEINREICH JOSHUA 4
4 · E TRADE FINANCIAL CORP · Filed Oct 5, 2020
Insider Transaction Report
Form 4
WEINREICH JOSHUA
Director
Transactions
- Disposition to Issuer
Series B Preferred Stock
2020-10-02−25→ 0 total - Disposition to Issuer
Common Stock
2020-10-02−13,134→ 0 total - Disposition to Issuer
Series A Preferred Stock
2020-10-02−25→ 0 total
Footnotes (5)
- [F1]Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement.
- [F2]Includes shares underlying previously reported equity awards.
- [F3]Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).
- [F4]Each share of Series A Preferred Stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e. one share of a newly created series of Morgan Stanley's Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series M).
- [F5]Each share of Series B Preferred Stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e. one share of a newly created series of Morgan Stanley's Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series N).