Home/Filings/4/0000950103-20-019668
4//SEC Filing

Leibowitz Shelley B 4

Accession 0000950103-20-019668

CIK 0001015780other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 5:36 PM ET

Size

5.8 KB

Accession

0000950103-20-019668

Insider Transaction Report

Form 4
Period: 2020-10-02
Transactions
  • Disposition to Issuer

    Common Stock

    2020-10-0229,6820 total
Footnotes (3)
  • [F1]Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement.
  • [F2]Includes shares underlying previously reported equity awards.
  • [F3]Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).

Issuer

E TRADE FINANCIAL CORP

CIK 0001015780

Entity typeother

Related Parties

1
  • filerCIK 0001626888

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 5:36 PM ET
Size
5.8 KB