Kim KiWan 4

4 · SMART Global Holdings, Inc. · Filed Mar 24, 2021

Form 4

Period: 2021-03-22

Sr. VP, Emerging Mkts & Pres.

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-22−12,500→ 25,000 total
Exercise: $21.55Exp: 2029-01-22→ Ordinary Shares (12,500 underlying)
Exercise/Conversion
Ordinary Shares
2021-03-22$21.55/sh+12,500$269,375→ 53,250 total
Sale
Ordinary Shares
2021-03-22$46.82/sh−1,539$72,049→ 40,750 total
Sale
Ordinary Shares
2021-03-22$46.14/sh−10,961$505,691→ 42,289 total

Footnotes (3)

[F1]This transaction was executed in multiple trades at prices ranging from $45.62 to $46.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F2]This transaction was executed in multiple trades at prices ranging from $46.63 to $47.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]The option vested and became exercisable as to 25% on 1/22/2020, and the remaining shares will vest monthly and become exercisable over four years.

Documents

1 file