Home/Filings/4/0000950103-21-004524
4//SEC Filing

Kim KiWan 4

Accession 0000950103-21-004524

CIK 0001616533other

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 5:40 PM ET

Size

10.9 KB

Accession

0000950103-21-004524

Insider Transaction Report

Form 4
Period: 2021-03-22
Kim KiWan
Sr. VP, Emerging Mkts & Pres.
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-03-2212,50025,000 total
    Exercise: $21.55Exp: 2029-01-22Ordinary Shares (12,500 underlying)
  • Exercise/Conversion

    Ordinary Shares

    2021-03-22$21.55/sh+12,500$269,37553,250 total
  • Sale

    Ordinary Shares

    2021-03-22$46.82/sh1,539$72,04940,750 total
  • Sale

    Ordinary Shares

    2021-03-22$46.14/sh10,961$505,69142,289 total
Footnotes (3)
  • [F1]This transaction was executed in multiple trades at prices ranging from $45.62 to $46.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]This transaction was executed in multiple trades at prices ranging from $46.63 to $47.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]The option vested and became exercisable as to 25% on 1/22/2020, and the remaining shares will vest monthly and become exercisable over four years.

Issuer

SMART Global Holdings, Inc.

CIK 0001616533

Entity typeother

Related Parties

1
  • filerCIK 0001707037

Filing Metadata

Form type
4
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 5:40 PM ET
Size
10.9 KB