Home/Filings/4/0000950103-21-019022
4//SEC Filing

Wickersham Scott W 4

Accession 0000950103-21-019022

CIK 0000082166other

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 7:32 PM ET

Size

25.4 KB

Accession

0000950103-21-019022

Insider Transaction Report

Form 4
Period: 2021-11-30
Wickersham Scott W
Div VP & General Manager
Transactions
  • Disposition to Issuer

    Restricted Stock Units - 2021

    2021-11-303,5860 total
    Common Stock (3,586 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2020

    2021-11-3010,5220 total
    Common Stock (10,522 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2021

    2021-11-307,1720 total
    Common Stock (7,172 underlying)
  • Disposition to Issuer

    Common Stock

    2021-11-3024,3750 total
  • Disposition to Issuer

    Stock Option

    2021-11-304,8750 total
    Exercise: $29.20From: 2018-04-05Exp: 2022-04-05Common Stock (4,875 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2019

    2021-11-302,8140 total
    Common Stock (2,814 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2020

    2021-11-306,4630 total
    Common Stock (6,463 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2019

    2021-11-305,6280 total
    Common Stock (5,628 underlying)
  • Disposition to Issuer

    Stock Option

    2021-11-305,0900 total
    Exercise: $35.05From: 2019-04-05Exp: 2023-04-05Common Stock (5,090 underlying)
Footnotes (14)
  • [F1]Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger (the "Merger"), dated as of June 20, 2021, by and among Raven Industries, Inc. ("Raven"), CNH Industrial N.V. and CNH Industrial South Dakota, Inc., as it may be amended from time to time (the "Merger Agreement"). The shares of Raven Common Stock were converted in the Merger into the right to receive $58.00 in cash per share of Common Stock.
  • [F10]The Time-based Restricted Stock Units become vested on the third anniversary of the effective date (April 6, 2020), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F11]The Time-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2021), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F12]Subject to the achievement of certain performance conditions, Performance-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2019), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F13]Subject to the achievement of certain performance conditions, Performance-based Restricted Stock Units become vested on the third anniversary of the effective date (April 6, 2020), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F14]Subject to the achievement of certain performance conditions, Performance-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2021), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F2]Each Time-Based Restricted Stock Unit is the economic equivalent of one share of Raven Common Stock.
  • [F3]Each Performance-Based Restricted Stock Unit is the economic equivalent of one share of Raven Common Stock.
  • [F4]Includes 74 dividend equivalent units.
  • [F5]Includes 77 dividend equivalent units.
  • [F6]The target number of shares of Raven Common Stock was 2,740. Includes 74 dividend equivalent units.
  • [F7]The target number of shares of Raven Common Stock was 6,386. Includes 77 dividend equivalent units.
  • [F8]The target number of shares of Raven Common Stock was 3,586.
  • [F9]The Time-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2019), provided that the Reporting Person remains continuously employed by Raven through such vesting date.

Issuer

RAVEN INDUSTRIES INC

CIK 0000082166

Entity typeother

Related Parties

1
  • filerCIK 0001726672

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 7:32 PM ET
Size
25.4 KB