Home/Filings/4/0000950103-21-019023
4//SEC Filing

Freesemann Nicole M 4

Accession 0000950103-21-019023

CIK 0000082166other

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 7:33 PM ET

Size

29.8 KB

Accession

0000950103-21-019023

Insider Transaction Report

Form 4
Period: 2021-11-30
Freesemann Nicole M
Vice President HR
Transactions
  • Disposition to Issuer

    Restricted Stock Units - 2019

    2021-11-303,3160 total
    Common Stock (3,316 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2020

    2021-11-305,6380 total
    Common Stock (5,638 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2021

    2021-11-303,8980 total
    Common Stock (3,898 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2021

    2021-11-303900 total(indirect: By Spouse)
    Common Stock (390 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2019

    2021-11-301,6580 total
    Common Stock (1,658 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2021

    2021-11-301,9490 total
    Common Stock (1,949 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2020

    2021-11-303,4630 total
    Common Stock (3,463 underlying)
  • Disposition to Issuer

    Restricted Stock Units - 2019

    2021-11-302640 total(indirect: By Spouse)
    Common Stock (264 underlying)
  • Disposition to Issuer

    Common Stock

    2021-11-303,0470 total
  • Disposition to Issuer

    Common Stock

    2021-11-301,1610 total(indirect: By Spouse)
  • Disposition to Issuer

    Restricted Stock Units - 2020

    2021-11-305130 total(indirect: By Spouse)
    Common Stock (513 underlying)
Footnotes (16)
  • [F1]Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger (the "Merger"), dated as of June 20, 2021, by and among Raven Industries, Inc. ("Raven"), CNH Industrial N.V. and CNH Industrial South Dakota, Inc., as it may be amended from time to time (the "Merger Agreement"). The shares of Raven Common Stock were converted in the Merger into the right to receive $58.00 in cash per share of Common Stock.
  • [F10]The Time-based Restricted Stock Units become vested on the third anniversary of the effective date (April 6, 2020), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F11]The Time-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2021), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F12]Subject to the achievement of certain performance conditions, Performance-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2019), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F13]Subject to the achievement of certain performance conditions, Performance-based Restricted Stock Units become vested on the third anniversary of the effective date (April 6, 2020), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F14]Subject to the achievement of certain performance conditions, Performance-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2021), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
  • [F15]Includes 8 dividend equivalent units.
  • [F16]Includes 6 dividend equivalent units.
  • [F2]Each Time-Based Restricted Stock Unit is the economic equivalent of one share of Raven Common Stock.
  • [F3]Each Performance-Based Restricted Stock Unit is the economic equivalent of one share of Raven Common Stock.
  • [F4]Includes 43 dividend equivalent units.
  • [F5]Includes 42 dividend equivalent units.
  • [F6]The target number of shares of Raven Common Stock was 1,615. Includes 43 dividend equivalent units.
  • [F7]The target number of shares of Raven Common Stock was 3,421. Includes 42 dividend equivalent units.
  • [F8]The target number of shares of Raven Common Stock was 1,949.
  • [F9]The Time-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2019), provided that the Reporting Person remains continuously employed by Raven through such vesting date.

Issuer

RAVEN INDUSTRIES INC

CIK 0000082166

Entity typeother

Related Parties

1
  • filerCIK 0001764556

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 7:33 PM ET
Size
29.8 KB