SHAPIRO ROBERT B 4
4 · PRECIGEN, INC. · Filed Mar 13, 2023
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
SHAPIRO ROBERT B
Director
Transactions
- Award
Common Stock
2023-03-09$1.17/sh+26,923$31,500→ 329,656 total - Award
Restricted Stock Units
2023-03-09+53,418→ 53,418 total→ Common Stock (53,418 underlying) - Award
Option to Purchase Common Stock (Right to Buy)
2023-03-09+130,398→ 130,398 totalExercise: $1.17From: 2023-03-09Exp: 2033-03-09→ Common Stock (130,398 underlying)
Holdings
- 82,966(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The shares were issued to the reporting person in lieu of an annual retainer of $31,500.
- [F2]Shares held in the Robert B. Shapiro Revocable Trust
- [F3]Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.
- [F4]The RSUs vest in full on March 9, 2024.