Perez Jeffrey Thomas 4
4 · PRECIGEN, INC. · Filed Aug 4, 2023
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Perez Jeffrey Thomas
SVP, IP Affairs
Transactions
- Exercise/Conversion
Common Stock
2023-08-02+18,878→ 437,646 total - Sale
Common Stock
2023-08-03$1.20/sh−8,789$10,547→ 428,857 total - Exercise/Conversion
Restricted Stock Unit
2023-08-02−18,878→ 56,634 total→ Common Stock (18,878 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the Reporting Person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
- [F3]Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023.