4//SEC Filing
Perez Jeffrey Thomas 4
Accession 0000950103-23-011943
CIK 0001356090other
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 7:26 PM ET
Size
9.0 KB
Accession
0000950103-23-011943
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Perez Jeffrey Thomas
SVP, IP Affairs
Transactions
- Exercise/Conversion
Restricted Stock Unit
2023-08-09−18,878→ 37,756 total→ Common Stock (18,878 underlying) - Exercise/Conversion
Common Stock
2023-08-09+18,878→ 447,735 total - Sale
Common Stock
2023-08-10$1.21/sh−8,956$10,837→ 438,779 total
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
- [F3]Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 9, 2023. The remaining RSUs vest in two equal installments on each of August 16, 2023 and August 23, 2023.
Documents
Issuer
PRECIGEN, INC.
CIK 0001356090
Entity typeother
Related Parties
1- filerCIK 0001617812
Filing Metadata
- Form type
- 4
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 7:26 PM ET
- Size
- 9.0 KB