4//SEC Filing
Shah Rutul R 4
Accession 0000950103-23-012319
CIK 0001356090other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 9:09 PM ET
Size
9.0 KB
Accession
0000950103-23-012319
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Shah Rutul R
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2023-08-16+15,480→ 128,680 total - Exercise/Conversion
Restricted Stock Units
2023-08-16−15,480→ 15,480 total→ Common Stock (15,480 underlying) - Sale
Common Stock
2023-08-17$1.55/sh−5,298$8,212→ 123,382 total
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
- [F3]Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023.
Documents
Issuer
PRECIGEN, INC.
CIK 0001356090
Entity typeother
Related Parties
1- filerCIK 0001947221
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 9:09 PM ET
- Size
- 9.0 KB