Lehr Donald P. 4
4 · PRECIGEN, INC. · Filed Aug 18, 2023
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Lehr Donald P.
Chief Legal Officer
Transactions
- Exercise/Conversion
Common Stock
2023-08-16+21,710→ 428,915 total - Exercise/Conversion
Restricted Stock Units
2023-08-16−21,710→ 21,710 total→ Common Stock (21,710 underlying) - Sale
Common Stock
2023-08-17$1.55/sh−10,762$16,681→ 418,153 total
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
- [F3]Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023.