4//SEC Filing
Lehr Donald P. 4
Accession 0000950103-23-012320
CIK 0001356090other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 9:13 PM ET
Size
8.9 KB
Accession
0000950103-23-012320
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Lehr Donald P.
Chief Legal Officer
Transactions
- Exercise/Conversion
Common Stock
2023-08-16+21,710→ 428,915 total - Exercise/Conversion
Restricted Stock Units
2023-08-16−21,710→ 21,710 total→ Common Stock (21,710 underlying) - Sale
Common Stock
2023-08-17$1.55/sh−10,762$16,681→ 418,153 total
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
- [F3]Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023.
Documents
Issuer
PRECIGEN, INC.
CIK 0001356090
Entity typeother
Related Parties
1- filerCIK 0001583187
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 9:13 PM ET
- Size
- 8.9 KB