Thomasian Harry Jr. 4
4 · PRECIGEN, INC. · Filed Aug 25, 2023
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Thomasian Harry Jr.
Chief Financial Officer
Transactions
- Sale
Common Stock
2023-08-24$1.64/sh−9,045$14,834→ 161,051 total - Exercise/Conversion
Common Stock
2023-08-23+17,934→ 170,096 total - Exercise/Conversion
Restricted Stock Units
2023-08-23−17,934→ 0 total→ Common Stock (17,934 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
- [F3]Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023.