Shah Rutul R 4
4 · PRECIGEN, INC. · Filed Aug 25, 2023
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Shah Rutul R
Chief Operating Officer
Transactions
- Sale
Common Stock
2023-08-24$1.64/sh−5,388$8,836→ 133,474 total - Exercise/Conversion
Common Stock
2023-08-23+15,480→ 138,862 total - Exercise/Conversion
Restricted Stock Units
2023-08-23−15,480→ 0 total→ Common Stock (15,480 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
- [F3]Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023.