Great Elm Group, Inc. 4
4 · Great Elm Capital Corp. · Filed Sep 23, 2025
Insider Transaction Report
Form 4
Great Elm Group, Inc.
10% Owner
Transactions
- Other
Common Stock
2025-09-19−16,612→ 1,421,467 total - Other
Common Stock
2025-09-20−63,189→ 1,358,278 total
Footnotes (2)
- [F1]Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof).
- [F2]Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings.