Home/Filings/4/0000950103-25-012100
4//SEC Filing

Great Elm Group, Inc. 4

Accession 0000950103-25-012100

$GEGCIK 0001675033operating

Filed

Sep 22, 8:00 PM ET

Accepted

Sep 23, 9:51 PM ET

Size

7.2 KB

Accession

0000950103-25-012100

Insider Transaction Report

Form 4
Period: 2025-09-19
Transactions
  • Other

    Common Stock

    2025-09-1916,6121,421,467 total
  • Other

    Common Stock

    2025-09-2063,1891,358,278 total
Footnotes (2)
  • [F1]Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof).
  • [F2]Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings.

Issuer

Great Elm Capital Corp.

CIK 0001675033

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001831096

Filing Metadata

Form type
4
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 9:51 PM ET
Size
7.2 KB