4//SEC Filing
Kaplan Matthew D 4
Accession 0000950103-25-012102
CIK 0001675033other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 9:52 PM ET
Size
8.6 KB
Accession
0000950103-25-012102
Insider Transaction Report
Form 4
Kaplan Matthew D
CEO and President
Transactions
- Award
Common Stock
2025-09-19+37,117→ 129,906 total - Award
Common Stock
2025-09-19+1,055→ 130,961 total - Tax Payment
Common Stock
2025-09-23$11.43/sh−8,211$93,852→ 122,750 total
Footnotes (3)
- [F1]Mr. Kaplan is the President and Chief Executive Officer of Great Elm Capital Corp. ("GECC"). Mr. Kaplan received an award of 37,117 shares of common stock of GECC as equity compensation for his position at GECC, 9,280 of which vested on the grant date, September 19, 2025, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2028, subject to continued service with GECC.
- [F2]Represents the exempt acquisition of shares of common stock of GECC as a result of a stock dividend associated with the portion of the equity compensation awarded to Mr. Kaplan in previous years that vested on the anniversary of those grant dates.
- [F3]Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001916576
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 9:52 PM ET
- Size
- 8.6 KB