Schwartz David W. 4
4 · Great Elm Group, Inc. · Filed Jan 12, 2026
Insider Transaction Report
Form 4
Schwartz David W.
Director
Transactions
- Award
Common Stock
[F1]2026-01-08+26,531→ 626,531 total - Award
Common Stock
[F2]2026-01-08+32,877→ 659,408 total
Footnotes (2)
- [F1]The Reporting Person was awarded 26,531 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
- [F2]The Reporting Person was awarded 32,877 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer.
Signature
/s/ Adam M. Kleinman, attorney-in-fact|2026-01-12