Nu Holdings Ltd.·4

Mar 25, 8:48 PM ET

Junqueira Cristina Helena Zingaretti 4

4 · Nu Holdings Ltd. · Filed Mar 25, 2026

Research Summary

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Nu Holdings (NU) CEO Cristina Junqueira Sells 300,000 Shares

What Happened
Cristina Junqueira (listed as Junqueira Cristina Helena Zingaretti), Nu Holdings’ U.S. CEO & Chief Growth Officer, sold a total of 300,000 Class A ordinary shares in open-market dispositions on March 23, 2026. The filing shows two reported sales: 220,000 shares at an average price of $14.82 (proceeds $3,259,322) and 80,000 shares at an average price of $14.81 (proceeds $1,184,840), for total proceeds of about $4.44 million. These were sales (not purchases or option exercises).

Key Details

  • Transaction dates: March 23, 2026 (reported on Form 4 filed March 25, 2026). Filing appears timely.
  • Reported prices: 220,000 shares at $14.82 (weighted average); 80,000 shares at $14.81 (weighted average). Total proceeds ≈ $4,444,162.
  • Footnotes: Footnote 1 and 3 state each reported price is a weighted average from multiple trades (ranges reported: $14.8100–$14.8300 and $14.8101–$14.8150); reporting person will provide per-trade breakdown on request. Footnote 2 disclaims beneficial ownership except to the extent of pecuniary interest. Footnote 4 notes 1,285,395 Class A shares underlying unvested RSUs (each RSU converts to one share upon vesting).
  • Shares owned after transaction: Not specified in the excerpt provided. The filing includes a note about unvested RSUs (see above).

Context

  • These were open-market sales, which are commonly routine disposals and do not on their own indicate the insider’s view of the company’s prospects.
  • No options were exercised and no awards or gifts were reported in these transactions. The RSUs mentioned are unvested and contingent on continued service.

Insider Transaction Report

Form 4
Period: 2026-03-23
Junqueira Cristina Helena Zingaretti
US CEO & Chief Growth Officer
Transactions
  • Sale

    Class A ordinary shares ("Class A Shares")

    [F1][F2]
    2026-03-23$14.82/sh220,000$3,259,3224,977,593 total(indirect: By Trust)
  • Sale

    Class A Shares

    [F3][F2]
    2026-03-23$14.81/sh80,000$1,184,8402,312,338 total(indirect: By Trust)
Holdings
  • Class A Shares

    [F2]
    (indirect: By Trust)
    490,899
  • Class A Shares

    [F2]
    (indirect: By Estate Planning Vehicle)
    1,539,000
  • Class A Shares

    [F4]
    2,623,395
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.8100 to $14.8300, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  • [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.8101 to $14.8150, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  • [F4]Figure includes 1,285,395 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
Signature
/s/ Beatriz Outeiro, attorney-in-fact for Cristina Junqueira|2026-03-25

Documents

1 file
  • 4
    ownership.xmlPrimary

    FORM 4