ASE Technology Holding Co., Ltd.·4

Apr 15, 6:14 AM ET

Chen Jeffrey 4

4 · ASE Technology Holding Co., Ltd. · Filed Apr 15, 2026

Research Summary

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ASE Technology Director Jeffrey Chen Sells 27,000 Shares

What Happened Jeffrey Chen, a director of ASE Technology Holding Co., Ltd., sold a total of 27,000 ordinary shares in open‑market transactions between 2026-04-13 and 2026-04-15. The sales were: 9,000 shares on 2026-04-13 at a weighted average NT$408.33 (total ≈ NT$3,674,970), 9,000 shares on 2026-04-14 at NT$427.00 (NT$3,843,000), and 9,000 shares on 2026-04-15 at NT$432.00 (NT$3,888,000). Total proceeds reported ≈ NT$11,405,970. These were sales (not purchases), which are routine insider dispositions and do not, by themselves, indicate the company’s outlook.

Key Details

  • Transaction dates and prices:
    • 2026-04-13: 9,000 shares at weighted avg NT$408.33 (range NT$408–408.5 per footnote) — ≈ NT$3,674,970 (F2).
    • 2026-04-14: 9,000 shares at NT$427.00 — NT$3,843,000.
    • 2026-04-15: 9,000 shares at NT$432.00 — NT$3,888,000.
  • Total shares sold: 27,000; total proceeds ≈ NT$11,405,970 (New Taiwan Dollars; F1).
  • Shares owned after transaction: not specified in the provided filing excerpt.
  • Notable footnotes: F1 = amounts in New Taiwan Dollars; F2 = first sale price is a weighted average with a disclosed price range and additional breakdown available on request; F3 = reporting person disclaims beneficial ownership except to extent of pecuniary interest.
  • Filing timeliness: Form filed 2026-04-15 for transactions on Apr 13–15; filing appears timely under the two-business-day Rule 16b-3 reporting requirement.

Context

  • These were open‑market sales (transaction code S). Sales are common among insiders for liquidity or portfolio reasons and aren’t inherently a negative signal; they provide less actionable insight than insider purchases.
  • No option exercises, awards, or gifts were reported in this filing. The beneficial ownership disclaimer (F3) indicates the reporter limits claimed ownership to any pecuniary interest.

Insider Transaction Report

Form 4
Period: 2026-04-13
Chen Jeffrey
Director
Transactions
  • Sale

    Ordinary Shares

    [F1][F2][F3]
    2026-04-13$408.33/sh9,000$3,674,970164,000 total(indirect: By Spouse)
  • Sale

    Ordinary Shares

    [F1][F3]
    2026-04-14$427.00/sh9,000$3,843,000155,000 total(indirect: By Spouse)
  • Sale

    Ordinary Shares

    [F1][F3]
    2026-04-15$432.00/sh9,000$3,888,000146,000 total(indirect: By Spouse)
Holdings
  • Ordinary Shares

    2,383,000
Footnotes (3)
  • [F1]New Taiwan Dollars.
  • [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $408 to $408.5 New Taiwan Dollars per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The Reporting Person disclaims beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.
Signature
/s/ Georgette Yeh, attorney-in-fact for Jeffrey Chen|2026-04-15

Documents

1 file
  • 4
    dp245194_4-chen.xmlPrimary

    FORM 3