DIAMOND HILL INVESTMENT GROUP INC·4

Apr 22, 4:36 PM ET

Thomas L'Quentus 4

4 · DIAMOND HILL INVESTMENT GROUP INC · Filed Apr 22, 2026

Research Summary

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Diamond Hill (DHIL) Director Thomas L'Quentus Sells 2,614.534 Shares

What Happened
Thomas L'Quentus, a director of Diamond Hill Investment Group, disposed of 2,614.534 shares on April 22, 2026 at $175.00 per share, receiving $457,543. This disposition was a conversion of his shares into cash under the merger of Diamond Hill into First Eagle Investment Management.

Key Details

  • Transaction date and price: April 22, 2026 — disposition to issuer at $175.00 per share.
  • Shares disposed: 2,614.534; Total value: $457,543.
  • Shares owned after transaction: 0 (all issued shares were canceled and converted into cash per the merger).
  • Footnotes: (F1) Diamond Hill was acquired by First Eagle Investment Management, LLC pursuant to a Merger Agreement dated Dec 10, 2025. (F2) Each outstanding common and restricted share was canceled and converted into the right to receive $175.00 in cash without interest.
  • Filing timeliness: Reported with the same transaction date (no late-filing indication in this Form 4).

Context
This was not an open-market sale but a merger-related cash conversion of outstanding and restricted shares into $175.00 per share pursuant to the merger agreement. Such dispositions reflect deal consideration rather than an insider signaling a view on the company's prospects.

Insider Transaction Report

Form 4Exit
Period: 2026-04-22
Transactions
  • Disposition to Issuer

    Common

    [F1][F2]
    2026-04-22$175.00/sh2,614.534$457,5430 total
Footnotes (2)
  • [F1]On April 22, 2026, the Company was acquired by First Eagle Investment Management, LLC pursuant to that certain Agreement and Plan of Merger, dated as of December 10, 2025 (the "Merger Agreement"), among Diamond Hill Investment Group, Inc., First Eagle Investment Management, LLC, and Soar Christopher Holdings, Inc.
  • [F2]Pursuant to the Merger Agreement, upon the consummation of the merger, each issued and outstanding share of the Company's common stock was canceled and converted into the right to receive $175.00 in cash without interest. In addition, each share of restricted stock that was granted under the Company's 2014 Equity and Cash Incentive Plan, 2022 Equity and Cash Incentive Plan, and 2025 Equity and Cash Incentive Plan that was outstanding immediately prior to the consummation of the merger was canceled and converted into the right to receive $175.00 in cash without interest.
Signature
Carlotta D. King by POA|2026-04-22

Documents

1 file
  • 4
    ownership.xmlPrimary

    FORM 4