AUNA S.A.·4

Jun 1, 8:48 PM ET

Zamora Leon Jesus 4

4 · AUNA S.A. · Filed Jun 1, 2026

Research Summary

AI-generated summary of this filing

Updated

AUNA (AUNA) President Leon Zamora Buys 51,454 Shares

What Happened
Zamora Leon Jesus (Leon Zamora), President and a director of AUNA S.A. (AUNA), made four purchases (transaction code P) totaling 51,454 shares between May 20 and May 29, 2026. The buys were: 5,814 shares at $4.39 ($25,523) on May 20; 30,000 shares at $4.39 ($131,700) on May 26; 9,220 shares at $4.17 ($38,447) on May 28; and 6,420 shares at $4.15 ($26,643) on May 29 — aggregate cash outlay about $222,313. These were purchases (a bullish-looking action in that it adds shares), not sales.

Key Details

  • Transaction dates & prices: May 20 (5,814 @ $4.39), May 26 (30,000 @ $4.39), May 28 (9,220 @ $4.17), May 29 (6,420 @ $4.15). All coded P = purchase (open market or private purchase).
  • Total shares bought: 51,454; Total value: ~$222,313.
  • Shares owned after transaction: The Form 4 does not list Mr. Zamora's direct holdings from these purchases, but discloses beneficial control of the Enfoca Entities holding 32,029,016 Class B shares (each convertible 1:1 into Class A).
  • Notable footnotes: Enfoca Ltd. / the Enfoca Entities are indirectly controlled by Mr. Zamora (F2, F4). Class B shares are convertible into Class A shares (F3).
  • Filing timeliness: The Form 4 was inadvertently filed late due to an administrative error (F1) — the filing notes a late submission.

Context
These are straightforward purchases (no option exercises, gifts, or tax-withholding events). The disclosed Enfoca Entities stake is large relative to these transactions, so the purchases are small in scale versus the overall affiliated holdings. The late filing is administrative — it changes timeliness but does not alter the nature of the reported purchases.

Insider Transaction Report

Form 4
Period: 2026-05-20
Zamora Leon Jesus
DirectorPresident
Transactions
  • Purchase

    Class A Common Shares

    2026-05-29$4.15/sh+6,420$26,64369,130 total
  • Purchase

    Class A Common Shares

    [F1][F2]
    2026-05-20$4.39/sh+5,814$25,52315,914 total(indirect: By Enfoca Ltd.)
  • Purchase

    Class A Common Shares

    [F1][F2]
    2026-05-26$4.39/sh+30,000$131,70045,914 total(indirect: By Enfoca Ltd.)
  • Purchase

    Class A Common Shares

    [F2]
    2026-05-28$4.17/sh+9,220$38,44755,134 total(indirect: By Enfoca Ltd.)
Holdings
  • Class B Common Shares

    [F3][F4]
    (indirect: By Enfoca Entities)
    32,029,016
Footnotes (4)
  • [F1]Inadvertently filed late due to administrative error.
  • [F2]Enfoca Ltd. is indirectly controlled by Mr. Zamora.
  • [F3]Each Class B common share is convertible into one Class A common share: (i) at any time at the option of the holder of such Class B common share or (ii) automatically upon any transfer that is not a permitted transfer in accordance with the Issuer's articles of association.
  • [F4]Consists of (i) 25,585,539 Class B common shares held of record by Enfoca Discovery 2, L.P. ("Enfoca Discovery 2"), (ii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 1, Fondo de Inversion ("Enfoca Descubridor 1"), (iii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 2, Fondo de Inversion ("Enfoca Descubridor 2"), (iv) 46,820 Class B common shares held of record by Enfoca Asset Management Ltd. ("Enfoca Asset Management") and (v) 273 Class B common shares held of record by Enfoca Sociedad Administradora de Fondos de Inversion S.A. ("ESAFI" and, together with Enfoca Discovery 2, Enfoca Descubridor 1, Enfoca Descubridor 2 and Enfoca Asset Management, the "Enfoca Entities"). The Enfoca Entities are indirectly controlled by Mr. Zamora.
Signature
/s/ Carolina Brovelli, attorney-in-fact for Jesus Zamora Leon|2026-06-01

Documents

1 file
  • 4
    ownership.xmlPrimary

    FORM 4