Nu Holdings Ltd.·4

Jul 15, 4:05 PM ET

Livingston Robert Philip 4

4 · Nu Holdings Ltd. · Filed Jul 15, 2026

Research Summary

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Nu Holdings (NU) CFO Robert Livingston Receives RSU Award

What Happened

  • Robert Philip Livingston, Chief Financial Officer of Nu Holdings Ltd. (NU), received an award of 2,194,587 restricted share units (RSUs) on July 13, 2026. The grant was reported on Form 4 filed July 15, 2026. The RSUs were recorded at $0.00 per share (transaction code A), meaning no cash purchase was made.

Key Details

  • Transaction date: 2026-07-13; Form 4 filed: 2026-07-15 (filed timely).
  • Award: 2,194,587 RSUs underlying Class A Ordinary Shares; price per share reported $0.00; total cash consideration $0.
  • Shares owned after transaction: not separately stated in the filing.
  • Footnote: These RSUs are unvested and each represents a contingent right to one Class A Ordinary Share. Vesting is subject to the reporting person’s continued service through the applicable vesting dates.
  • No 10b5-1 plan, tax-withholding sale, or immediate sale reported in this Form 4.

Context

  • RSU grants are a form of compensation, not an open‑market purchase or sale. The reported award does not indicate an immediate change in tradable share ownership — the shares will only be issued if and when the RSUs vest. Retail investors should view this as executive compensation disclosure rather than a direct bullish or bearish trading signal.

Insider Transaction Report

Form 4
Period: 2026-07-13
Livingston Robert Philip
Chief Financial Officer
Transactions
  • Award

    Class A ordinary shares ("Class A Shares")

    [F1]
    2026-07-13+2,194,5872,194,587 total
Footnotes (1)
  • [F1]Figure includes 2,194,587 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
Signature
/s/ Beatriz Outeiro, attorney-in-fact for Robert Philip Livingston|2026-07-15

Documents

1 file
  • 4
    ownership.xmlPrimary

    FORM 4