Takamatsu Hideki 4
4 · SUMITOMO MITSUI FINANCIAL GROUP, INC. · Filed Jul 28, 2026
Research Summary
AI-generated summary of this filing
SMFG Senior Exec Hideki Takamatsu Receives Awards, Sells Shares
What Happened
Hideki Takamatsu, a Senior Managing Corporate Executive at Sumitomo Mitsui Financial Group, received equity awards totaling 13,680 shares (1,131 shares on 2026-07-24 and 12,549 shares on 2026-07-27) under the issuer's stock compensation plans. No cash was paid for these awards. On 2026-07-27, 2,100 of the shares from the July 27 award were automatically sold (disposition to the issuer) at $43.99 per share for proceeds of $92,379 (USD).
Key Details
- Transaction dates: awards on 2026-07-24 (1,131 shares) and 2026-07-27 (12,549 shares); disposition on 2026-07-27 (2,100 shares sold).
- Sale price and value: $43.99 per share; total proceeds $92,379.
- Total shares acquired: 13,680; total sold: 2,100 (automatic sale).
- Shares were granted under the issuer's stock compensation plans; the reporting person did not pay out-of-pocket for the shares (Footnotes F1, F2).
- Footnote F3: a portion of the July 27 award was automatically sold the same day under a pre-arranged trading plan; the purchase/sale was transacted in JPY and converted at JPY 1.00 = USD 0.0061091.
- Shares owned after the transactions are not disclosed in this Form 4.
- Filing: Form 4 filed 2026-07-28 for transactions on 7/24 and 7/27 — filing appears timely under Form 4 rules.
Context
These transactions reflect standard equity award vesting and an automatic sale under a company plan (often used for tax-withholding or planned disposition), rather than an open-market voluntary sale or a cash purchase by the insider. Awards received with no cash outlay are routine executive compensation and should be interpreted as compensation-related transactions rather than a direct market sentiment signal.
Insider Transaction Report
- Award
Common Stock
[F1]2026-07-24+1,131→ 48,666 total - Award
Common Stock
[F2]2026-07-27+12,549→ 61,215 total - Disposition to Issuer
Common Stock
[F3]2026-07-27$43.99/sh−2,100$92,379→ 59,115 total
Footnotes (3)
- [F1]The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
- [F2]The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
- [F3]A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).