Nagata Arihiro 4
4 · SUMITOMO MITSUI FINANCIAL GROUP, INC. · Filed Jul 28, 2026
Research Summary
AI-generated summary of this filing
SMFG Nagata Arihiro Receives Awards, Sells 2,600 Shares
What Happened
Nagata Arihiro, a Senior Managing Corporate Executive Officer at SUMITOMO MITSUI FINANCIAL GROUP (SMFG), received stock awards and completed a disposition on July 27, 2026. He was granted 1,241 shares on July 24, 2026 and an additional 15,249 shares on July 27, 2026 under the issuer's stock compensation plans (no out‑of‑pocket cash payment). On July 27, 2026 a portion of the July 27 award—2,600 shares—was disposed to the issuer at a reported price of $43.99 per share, for a total of $114,374 (USD).
Key Details
- Transaction dates: Awards granted July 24, 2026 (1,241 shares) and July 27, 2026 (15,249 shares); disposition on July 27, 2026 (2,600 shares).
- Sale price and value: $43.99 per share; total proceeds $114,374 (USD). Price is a USD conversion from JPY using the July 27, 2026 rate (¥1 = $0.0061091).
- Shares owned after transaction: Not specified in the Form 4 filing.
- Footnotes: F1 & F2 — awards granted under SMFG stock compensation plans with no cash payment; F3 — portion of July 27 award was automatically sold the same day under a pre‑arranged trading plan.
- Filing timeliness: Report filed July 28, 2026 for transactions on July 24 and July 27; no late‑filing indicator noted.
Context
The awards are stock compensation (an acquisition/award), not open‑market purchases. The 2,600‑share disposition was an automatic sale to the issuer under a pre‑arranged plan—such sales are commonly used to satisfy tax withholding or plan requirements and do not necessarily signal a voluntary open‑market sale by the insider.
Insider Transaction Report
- Award
Common Stock
[F1]2026-07-24+1,241→ 42,485 total - Award
Common Stock
[F2]2026-07-27+15,249→ 57,734 total - Disposition to Issuer
Common Stock
[F3]2026-07-27$43.99/sh−2,600$114,374→ 55,134 total
Footnotes (3)
- [F1]The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
- [F2]The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
- [F3]A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).