Home/Filings/4/0000950116-03-003385
4//SEC Filing

KERIN JOHN D 4

Accession 0000950116-03-003385

CIK 0000878731other

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 9:00 PM ET

Size

9.2 KB

Accession

0000950116-03-003385

Insider Transaction Report

Form 4
Period: 2003-08-04
KERIN JOHN D
Director
Transactions
  • Award

    Phantom stock units

    2003-08-04$15.03/sh+416$6,253416 total
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08Common Stock (416 underlying)
Footnotes (3)
  • [F1]Phantom stock units were credited to an account for the Reporting Person under the Issuer's Director Deferred Compensation and Stock Purchase Plan approved by stockholders in June 2003 (the "Director Plan") in connection with the deferral of the Reporting Person's director fees. These units are fully vested at all times. Generally, in accordance with the Director Plan, the Reporting Person will receive one share of Common Stock for each such unit as soon as practicable following the earlier of: (i) termination of his directorship or (ii) the expiration of the three year deferral period elected by the Reporting Person (as such period may be amended).
  • [F2]Phantom stock units were credited to an account for the Reporting Person, through matching by the Issuer, under the Director Plan. These matching units will generally vest on the one year anniversary of the transaction date. Generally, for each matching unit, the Reporting Person will receive one share of Common Stock as soon as practicable following the earlier of: (i) termination of his directorship or (ii) the expiration of the deferral period.
  • [F3]Each phantom stock unit converts to common stock on a one-for-one basis.

Issuer

FINLAY ENTERPRISES INC /DE

CIK 0000878731

Entity typeother

Related Parties

1
  • filerCIK 0001230287

Filing Metadata

Form type
4
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 9:00 PM ET
Size
9.2 KB