4//SEC Filing
KROON RICHARD EDWARD 4
Accession 0000950116-03-004324
CIK 0000878731other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 9:49 PM ET
Size
8.4 KB
Accession
0000950116-03-004324
Insider Transaction Report
Form 4
KROON RICHARD EDWARD
Director
Transactions
- Award
Phantom stock units
2003-11-03$15.64/sh+400$6,256→ 816 totalExercise: $0.00→ Common Stock (400 underlying)
Footnotes (5)
- [F1]Phantom stock units were credited to an account for the Reporting Person under the Issuer's Director Deferred Compensation and Stock Purchase Plan approved by stockholders in June 2003 (the "Director Plan") in connection with the deferral of the Reporting Person's director fees. These units are fully vested at all times. Generally, in accordance with the Director Plan, the Reporting Person will receive one share of Common Stock for each such unit as soon as practicable following the earlier of: (i) termination of his directorship or (ii) the expiration of the three year deferral period elected by the Reporting Person (as such period may be amended).
- [F2]Phantom stock units were credited to an account for the Reporting Person, through matching by the Issuer, under the Director Plan. These matching units will generally vest on the one year anniversary of the transaction date. Generally, for each matching unit, the Reporting Person will receive one share of Common Stock as soon as practicable following the earlier of: (i) termination of his directorship or (ii) the expiration of the deferral period.
- [F3]Each phantom stock unit converts to common stock on a one-for-one basis.
- [F4]Includes 416 phantom stock units credited to an account for the Reporting Person under the Director Plan on August 4, 2003.
- [F5]Includes 416 phantom stock units credited to an account for the Reporting Person, through matching by the issuer, under the Director Plan on August 4, 2003.
Documents
Issuer
FINLAY ENTERPRISES INC /DE
CIK 0000878731
Entity typeother
Related Parties
1- filerCIK 0001244861
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 9:49 PM ET
- Size
- 8.4 KB