4/A//SEC Filing
AUDIBLE INC 4/A
Accession 0000950117-04-004267
CIK 0001077926operating
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 11:57 AM ET
Size
12.0 KB
Accession
0000950117-04-004267
Insider Transaction Report
Form 4/AAmended
AUDIBLE INCADBL.OB
RANDOM HOUSE VENTURES LLC
10% Owner
Transactions
- Sale
Common Stock
2004-11-23$23.21/sh−650,000$15,086,500→ 1,087,252 total
BERTELSMANN PUBLISHING GROUP, INC.
10% Owner
Transactions
- Sale
Common Stock
2004-11-23$23.21/sh−650,000$15,086,500→ 1,087,252 total
RANDOM HOUSE INC
10% Owner
Transactions
- Sale
Common Stock
2004-11-23$23.21/sh−650,000$15,086,500→ 1,087,252 total
BERTELSMANN, INC.
10% Owner
Transactions
- Sale
Common Stock
2004-11-23$23.21/sh−650,000$15,086,500→ 1,087,252 total
BERTELSMANN MULTIMEDIA INC
10% Owner
Transactions
- Sale
Common Stock
2004-11-23$23.21/sh−650,000$15,086,500→ 1,087,252 total
Footnotes (2)
- [F1]The Reporting Persons sold in the aggregate 650,000 shares of Common Stock in an underwritten public offering pursuant to the shelf registration statement of Audible, Inc. declared effective on November 17, 2004. Random House, Inc. sold 125,000 shares, Random House Ventures LLC sold 300,000 shares, and Bertelsmann Multimedia, Inc. sold 225,000 shares. All share numbers herein reflect the 1 for 3 reverse stock split effected by the Issuer on June 17, 2004.
- [F2]The Reporting Persons as a group own in the aggregate 1,087,252 shares of Common Stock consisting of 291,667 shares owned by Random House, Inc., 388,589 shares owned by Random House Ventures LLC and 406,996 shares owned by Bertelsmann Multimedia, Inc. Random House Ventures LLC also owns a warrant to purchase 292,777 shares of Common Stock. Neither Bertelsmann, Inc. nor Bertelsmann Publishing Group, Inc. directly owns any Common Stock. The Reporting Persons' 1,380,029 shares of Common Stock (which total includes the warrant shares owned by Random House Ventures LLC) represent 5.9% of the Issuer's Common Stock outstanding based upon 23,011,952 shares of Common Stock outstanding reported in the Issuer's Prospectus Supplement filed on November 18, 2004. All share numbers herein reflect the 1 for 3 reverse stock split effected by the Issuer on June 17, 2004.
Documents
Issuer
AUDIBLE INC
CIK 0001077926
Entity typeoperating
Related Parties
1- filerCIK 0001077926
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 11:57 AM ET
- Size
- 12.0 KB