Home/Filings/4/0000950117-13-000625
4//SEC Filing

COTY INC. 4

Accession 0000950117-13-000625

$COTYCIK 0001024305operating

Filed

Jun 19, 8:00 PM ET

Accepted

Jun 20, 5:44 PM ET

Size

6.8 KB

Accession

0000950117-13-000625

Insider Transaction Report

Form 4
Period: 2013-06-18
Transactions
  • Sale

    Common Stock

    2013-06-18$16.89/sh6,793,478$114,724,86020,380,435 total(indirect: See Footnotes)
Holdings
  • Common Stock

    24,167
Footnotes (3)
  • [F1]Represents shares disposed by the Berkshire Entities (as defined below) in connection with the initial public offering of the Issuer. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of, or managing member of the general partner of, each of the Berkshire Entities. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F2]Represents shares of Class B Common Stock owned by Berkshire Fund VII, L.P. ("Fund VII"), Berkshire Fund VII-A, L.P. ("Fund VII-A"), Berkshire Investors III LLC ("BI3") and Berkshire Investors IV LLC ("BI4" and together with Fund VII, Fund VII-A and BI3, the "Berkshire Entities"). Each share of Class B Common Stock is convertible to Class A Common Stock on a one-for-one basis. Seventh Berkshire Associates LLC ("7BA") is the general partner of each of Fund VII and Fund VII-A. The Reporting Person is a managing member of each of 7BA, BI3 and BI4. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by such entities. However, the Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F3]Represents Class A Common Stock Restricted Stock Units received in connection with the Reporting Person's service on the Board of Directors of the Issuer.

Issuer

COTY INC.

CIK 0001024305

Entity typeoperating

Related Parties

1
  • filerCIK 0001024305

Filing Metadata

Form type
4
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 5:44 PM ET
Size
6.8 KB