13F-HR 1 y65108e13fvhr.txt H.A. SCHUPF & CO., LLC FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2002 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: H.A. Schupf & Co., LLC Address: 590 Madison Avenue New York, NY 10020 Form 13F File Number: 28-10124 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: H. Axel Schupf Title: Managing Member Phone: (212) 294-6500 Signature, Place, and Date of Signing: /s/H. Axel Schupf New York, New York November 6, 2002 --------------------------- [Signature] [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 0 Form 13F Information Table Entry Total: 219 Form 13F Information Table Value Total: $1,163,598 ---------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manger filing this report NONE [If there are no entries in this list, state "NONE" and omit the column headings and list entries] FORM 13F Page 1 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

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SCHUPF H A & CO LLC 13F-HR