13F-HR 1 y82870e13fvhr.txt H.A. SCHUPF & CO., LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year Ended December 31, 2002 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: H.A. Schupf & Co., LLC Address: 590 Madison Avenue New York, NY 10020 Form 13F File Number: 28-10124 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: H. Axel Schupf Title: Managing Member Phone: (212) 294-6500 Signature, Place, and Date of Signing: /s/ H. Axel Schupf New York, New York January 27, 2003 -------------------------------------- [Signature] [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 0 Form 13F Information Table Entry Total: 225 Form 13F Information Table Value Total: $1,265,485 ---------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report NONE [If there are no entries in this list, state "NONE" and omit the column headings and list entries] FORM 13F Page 1 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 6: Item 8: Investment ~~Discretion~~Voting ~~Item~~Authority 4:Discretion (Shares) ------------------------ ------------------ Item 84: (b) Item 2: Fair Item 5: ~~(b)~~Shared-As Item 7: ~~Voting~~Title ~~Authority~~Item ~~(Shares)~~3: ~~Title~~ Market Shares of ~~Shared-As~~Defined (c) Managers ~~-------------------------~~ Item 1: of ~~Item~~CUSIP 3: Value Principal ~~Defined~~(a) in Shared- See ~~Instr.~~(a) (b) (c) Name of Issuer Class ~~CUSIP~~ Number (x $1,000) Amount ~~(a)~~ Sole Instr. V Other Instr. V ~~(a)~~ Sole Shared None --------------~~-------~~ ------- ---------~~---~~ ---------- ------~~-------~~ ----~~----~~ ---------- ------- ---------- ----~~------~~ ------ ----~~---~~ 3M COMPANY COM 88579Y101 ~~140~~194 1,~~270~~570 SH X 1,~~270~~570 ABBOTT LABORATORIES COM 002824100 81196 24,890 SH X 4,890 ACE LTD-ORD COM G0070K103 29 1,000 SH X 21,000 ADC TELECOMMUNICATION COM 000886101 3361 29,000 SH X 29,000 ADVO SYS INC COM 007585102 ~~274~~283 8,623 SH X 8,623 ALCON INC COM H01301102 81,~~239~~505 2,~~096~~066,~~500~~030 SH X 2,~~096~~066,~~500~~030 ALLSTATE CORPORAT COM 020002101 5355 1,483 SH X 1,483 AMBAC FINL GROUP INC COM 023139108 5863,~~305~~332 1,~~081~~126,~~935~~105 SH X 1,~~081~~126,~~935~~105 ~~AMER INTERNATIONAL G COM 026874107 34,871 637,502 SH X 637,502~~ AMERADA HESS CORP COM 023551104 142 ~~199~~44 SH X ~~199~~44 AMERICAN EXPRESS CO COM 025816109 ~~224~~255 7,200 SH X 7,200 ~~AMGEN~~AMERICAN ~~CORP~~INTL GROUP INC COM ~~031162100~~026874107 ~~154~~38,825 3671,~~700~~139 SH X 3671,~~700~~139 ~~ANDREW~~AMGEN CORP COM ~~034425108~~031162100 13218 24,~~000~~500 SH X 24,~~000~~500 ~~ANDRX~~ANDREW CORP ~~DEL~~ COM ~~034553107~~034425108 1121 ~~500~~2,000 SH X ~~500~~2,000 ANHEUSER-BUSCH COS ~~INC.~~I COM 035229103 ~~486~~465 9,600 SH X 9,600 AOL TIME WARNER INC COM 00184A105 ~~775~~696 6653,~~275~~100 SH X 6653,~~275~~100 ~~APPLIED MATERIALS IN COM 038222105 116 10,000 SH X 10,000~~ ARAMARK CORP-CL B COM 038521100 6374,~~286~~032 3,~~013~~150,~~610~~285 SH X 3,~~013~~150,~~610~~285 ARBITRON INC COM 03875Q108 5763,~~988~~774 1,~~700~~903,~~540~~700 SH X 1,~~700~~903,~~540~~700 AT&T CORP COM 001957505 1 48 SH X 48 AUTOMATIC DATA PROCE COM 053015103 4,~~456~~960 ~~128~~126,~~170~~370 SH X ~~128~~126,~~170~~370 AVENTIS COM 053561106 16 300 SH X 300 AVERY DENNISON CORP COM 053611109 1,~~165~~218 2019,~~445~~945 SH X ~~20.445~~19,945 BAA PLC-SPONSORED ADR 05518L206 5857 7,000 SH X 7,000 BANK OF AMER CORP COM 060505104 3,~~318~~409 5249,~~004~~000 SH X 5249,~~004~~000 BANK OF NEW YORK CO COM 064057102 ~~1,038~~814 3633,~~126~~976 SH X 3633,~~126~~976 BANK ONE CORP COM 06423A103 9491 2,500 SH X 2,500 BANKATLANTIC BANCORP COM 065908501 67 700 SH X 700 BARR LABORATORIES ~~INC~~IN COM 068306109 9398 1,500 SH X 1,500 BAXTER INTERNATIONAL COM 071813109 4732,~~024~~639 1,~~539~~165,~~250~~680 SH X 1,~~539~~165,~~250~~680 BEA SYSTEMS INC COM 073325102 ~~1,355~~977 ~~261~~85,~~499~~200 SH X ~~261~~85,~~499~~200 BED BATH & ~~bEYOND~~BEYOND IN COM 075896100 1314 400 SH X 400 BELLSOUTH CORP COM 079860102 ~~103~~145 5,622 SH X 5,622 BERKSHIRE HATHAWAY - BA COM ~~084670207~~084670108 ~~1,893~~728 ~~768~~10 SH X ~~768~~10 BERKSHIRE HATHAWAY - AB COM ~~084670108~~084670207 ~~739 10 SH X 10 BGE CAPITAL TRUST~~ 1,868 ~~PFD~~771 ~~055415202 20 800~~ SH X ~~800~~771 BLACKROCK NY INV QU COM 09247E103 3029 2,000 SH X 2,000 COLUMN TOTAL ~~359~~371,~~484~~014

FORM 13F Page 2 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 6: Item 8: Investment ~~Discretion~~Voting ~~Item~~Authority 4:Discretion (Shares) ------------------------ ------------------ Item 84: (b) Item 2: Fair Item 5: ~~(b)~~Shared-As Item 7: ~~Voting~~Title ~~Authority~~Item ~~(Shares)~~3: ~~Title~~ Market Shares of ~~Shared-As~~Defined (c) Managers ~~-------------------------~~ Item 1: of ~~Item~~CUSIP 3: Value Principal ~~Defined~~(a) in Shared- See ~~Instr.~~(a) (b) (c) Name of Issuer Class ~~CUSIP~~ Number (x $1,000) Amount ~~(a)~~ Sole Instr. V Other Instr. V ~~(a)~~ Sole Shared None --------------~~-------~~ ------- ---------~~---~~ ---------- ------~~-------~~ ----~~----~~ ---------- ------- ---------- ----~~------~~ ------ ----~~---~~ BOEING CO COM 097023105 1716 500 SH X 500 BOSTON SCIENTIFIC CO COM 101137107 ~~105~~136,~~905~~240 3,~~355~~204,~~685~~130 SH X 3,~~355~~204,~~685~~130 BP AMOCO P L C COM 055622104 ~~470~~708 1117,~~768~~416 SH X 1117,~~768~~416 BRANDPARTNERS GROUP COM 10531R107 3 17,800 SH X 17,800 BRISTOL MYERS SQUIBB COM 110122108 ~~250~~189 108,~~515~~175 SH X 108,~~515~~175 CAMBRIDGE BANCORP COM 132152109 ~~307~~272 8,~~700~~000 SH X 8,~~700~~000 CAMPBELL SOUP CO COM 134429109 ~~221~~258 1011,000 SH X 1011,000 CAPITAL ONE FINANCIA PFD 14040H105 ~~3,991~~425 ~~114~~14,300 SH X ~~114~~14,300 ~~CATALINA MARKETING CORP COM 148867104 213 7,600 SH X 7,600~~ CERIDIAN CORP COM 156779100 4427,~~636~~637 31,~~132~~916,~~370~~545 SH X 31,~~132~~916,~~370~~545 CHARLES RIVER LABORA COM 159864107 8183,~~396~~346 2,~~073~~165,~~790~~950 SH X 2,~~073~~165,~~790~~950 CHEVRONTEXACO CORP. COM 166764100 4537 ~~650~~550 SH X ~~650~~550 CISCO SYSTEMS INC COM 17275R102 ~~430~~265 4120,~~010~~230 SH X 4120,~~010~~230 CITIGROUP INC COM 172967101 53,~~019~~428 ~~169~~97,~~265~~424 SH X ~~169~~97,~~265~~424 CITIZENS COMMUNICATI COM 17453B101 12 202 SH X 202 COCA-COLA CO COM 191216100 3,~~817~~546 7980,~~586~~886 SH X 7980,~~586~~886 COLGATE PALMOLIVE CO COM 194162103 2,~~439~~506 4547,~~200~~800 SH X 4547,~~200~~800 COLONIAL BANCGROUP I COM 195493309 4139 3,268 SH X 3,268 COLONIAL HIGH INCOME PFD 195743406 300 12 SH X 12 COMCAST CORP -CL A~~-SP~~ COM 200300200 ~~104~~2 578 SH X 78 COMCAST CORPORATION COM 20030N200 193 8,~~000~~525 SH X 58,~~000~~525 COMPUTER SCIENCES CO COM 205363104 24 700 SH X 700 CONNECTICUT WATER SE COM ~~020797101~~220797101 5 200 SH X 200 CONTIFINANCIAL CORP COM ~~21075V107~~21075M107 ~~525~~498 10,493,107 SH X 10,493,107 ~~COPYTELE~~COSI INC COM ~~217721109~~22122P101 519 233,~~000~~361 SH X 233,~~000~~361 COSTCO WHOLESALE COR COM 22160K105 ~~280~~243 8,645 SH X 8,645 COX ~~COMMUNCATIONS~~COMMUNICATIONS I COM 224044107 ~~639~~682 2524,~~989~~022 SH X 2524,~~989~~022 CROMPTON CORP COM 227116100 2816 2,772 SH X 2,772 CSX CORP W/RTS COM 126408103 ~~158~~170 6,000 SH X 6,000 CULLEN FROST ~~BANKERS~~BANK COM 229899109 ~~464~~445 13,600 SH X 13,600 CUNO COM 126583103 ~~231~~248 7,500 SH X 7,500 CVS CORP COM 126650100 ~~102~~38 41,~~036~~536 SH X 41,~~036~~536 DAIMLERCHRYSLER A.G. COM D1668R123 54 144 SH X 144 DEERE & CO COM 244199105 4546 1,000 SH X 1,000 ~~DELL~~DEL ~~COMPUTER~~MONTE ~~CORP~~FOODS CO COM ~~247025109~~24522P103 212 ~~900~~223 SH X ~~900~~223 ~~DEVRY~~DELL ~~INC-DEL~~COMPUTER CORP COM ~~251893103~~247025109 ~~33,594~~35 1,~~804,170~~300 SH X 1,~~804,170~~300 ~~DOUBLECLICK~~DELPHI ~~INC~~CORP COM ~~258609304~~247126105 511 ~~10,000~~164 SH X ~~10,000~~164 ~~DOW~~DEVRY ~~CHEMICAL~~INC-DEL CO COM ~~260543103~~251893103 4019,092 1,~~454~~149,445 SH X 1,~~454~~149,445 ~~DUKE~~DISNEY ~~CAP~~WALT ~~FINANCING~~CO ~~PFD~~COM ~~264393208~~254687106 38730 144,~~500~~772 SH X 144,~~500~~772 ~~DURATEK~~DOUBLECLICK INC COM ~~26658q102~~258609304 1857 310,000 SH X 310,000 COLUMN TOTAL ~~285~~281,~~851~~767

FORM 13F Page 3 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 6: Item 8: Investment ~~Discretion~~Voting ~~Item~~Authority 4:Discretion (Shares) ------------------------ ------------------ Item 84: (b) Item 2: Fair Item 5: ~~(b)~~Shared-As Item 7: ~~Voting~~Title ~~Authority~~Item ~~(Shares)~~3: ~~Title~~ Market Shares of ~~Shared-As~~Defined (c) Managers ~~-------------------------~~ Item 1: of ~~Item~~CUSIP 3: Value Principal ~~Defined~~(a) in Shared- See ~~Instr.~~(a) (b) (c) Name of Issuer Class ~~CUSIP~~ Number (x $1,000) Amount ~~(a)~~ Sole Instr. V Other Instr. V ~~(a)~~ Sole Shared None --------------~~-------~~ ------- ---------~~---~~ ---------- ------~~-------~~ ----~~----~~ ---------- ------- ---------- ----~~------~~ ------ ----~~---~~ DOW CHEMICAL CO COM 260543103 43 1,454 SH X 1,454 DURATEK INC COM 26658Q102 25 3,000 SH X 3,000 ECHOSTAR COMMUNICATI COM 278762109 3545 2,000 SH X 2,000 ELAN CORP PLC-ADR COM 284131208 5 2,000 SH X 2,000 ELI LILLY & CO COM 532457108 ~~313~~251 53,~~648~~956 SH X 53,~~648~~956 EMC CORP-MASS COM 268648102 56 1,000 SH X 1,000 EMERSON ELECTRIC CO COM 291011104 ~~141~~112 32,200 SH X 32,200 ESTEE LAUDER COMPANI COM 518439104 5753 2,000 SH X 2,000 ~~EUNVERSE~~EVEREST ~~INC~~RE ~~COM~~CAP ~~298412107~~TRUST 44PFD 299807206 379 15,000 SH X 15,000 EVEREST RE GROUP LTD COM G3223R108 5362,~~009~~759 ~~966~~1,~~260~~134,875 SH X ~~966~~1,~~260~~134,875 EXELON CORP COM 30161N101 ~~122~~37 ~~2,578~~700 SH X ~~2,578~~700 EXXON MOBIL CORP COM 30231G102 45,~~513~~157 ~~141~~147,~~462~~584 SH X ~~141~~147,~~462~~584 FASTENAL CO COM 311900104 ~~316~~374 10,000 SH X 10,000 FEDERAL HOME LOAN MO COM 313400301 ~~318~~320 5,~~688~~413 SH X 5,~~688~~413 FEDERAL NATL MTG ASSN COM 313586109 ~~441~~486 7,~~400~~550 SH X 7,~~400~~550 FEDERATED ~~INVESTORS~~INVSTR INC COM 314211103 ~~715~~672 26,500 SH X 26,500 FERRO CORP-W/RTS COM 315405100 ~~139~~147 6,000 SH X 6,000 FIRST CITIZENS BANCS COM 31946M103 2018 191 SH X 191 FIRST DATA CORP COM 319963104 ~~835~~1,219 2934,~~874~~424 SH X 2934,~~874~~424 FISERV INC COM 337738108 221 6,500 SH X 6,500 FLEETBOSTON FINL CORP COM 339030108 ~~123~~136 65,~~073~~600 SH X 65,~~073~~600 FLEXTRONICS INTER COM Y2573F102 6576 9,338 SH X 9,338 FOUR SEASONS HOTE COM 35100E104 42 1,500 SH X 1,500 FRANKLIN RESOURCES I COM 354613101 8492 2,700 SH X 2,700 GALLAGHER ARTHUR J & COM 363576109 1822 750 SH X 750 GANNETT CO INC COM 364730101 ~~650~~696 9,~~000~~700 SH X 9,~~000~~700 GAP INC COM 364760108 6762 64,~~220~~000 SH X 64,~~200~~000 GARTNER GROUP INC NE COM 366651206 2 260 SH X 260 GENENTECH INC COM 368710406 2943 ~~880~~1,285 SH X ~~880~~1,285 GENERAL DYNAMICS COR COM 369550108 16 200 SH X 200 GENERAL ELECTRIC CO COM 369604103 2,~~376~~153 9688,~~404~~437 SH X 9688,~~404~~437 GENERAL MOTORS CORP COM 370442105 9 250 SH X 250 GENESIS ENERGY LP COM 371927104 ~~147~~154 32,000 SH X 32,000 GERON CORP COM 374163103 4 1,000 SH X 1,000 GILEAD SCIENCES COM 375558103 ~~810~~821 24,144 SH X 24,144 GILLETTE CO COM 375766102 12,~~938~~018 6566,468 SH X 6566,468 GLAXO SMITHKLINE ADR 37733W10 677 ~~1,755~~200 SH X ~~1,755~~200 GOLDEN WEST FINL CORP COM 381317106 1214 200 SH X 200 GOLDMAN SACHS GROUP INC COM 38141G104 218 3,~~300~~200 SH X 3,~~300 GUIDANT CORP COM 401698105 74 2,288 SH X 2,288 H J. HEINZ CO COM 423074103 17 500 SH X 500 H R BLOCK COM 093671105 218 5,~~200 ~~SH X 5,200 HARLEY DAVIDSON INC COM 412822108 57 1,236 SH X 1,236 HARTE-HANKS COMMUNIC COM 416196103 41,237 2,215,878 SH X 2,215,878~~ COLUMN TOTAL ~~109~~78,~~236~~914

FORM 13F Page 4 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 6: Item 8: Investment ~~Discretion~~Voting ~~Item~~Authority 4:Discretion (Shares) ------------------------ ------------------ Item 84: (b) Item 2: Fair Item 5: ~~(b)~~Shared-As Item 7: ~~Voting~~Title ~~Authority~~Item ~~(Shares)~~3: ~~Title~~ Market Shares of ~~Shared-As~~Defined (c) Managers ~~-------------------------~~ Item 1: of ~~Item~~CUSIP 3: Value Principal ~~Defined~~(a) in Shared- See ~~Instr.~~(a) (b) (c) Name of Issuer Class ~~CUSIP~~ Number (x $1,000) Amount ~~(a)~~ Sole Instr. V Other Instr. V ~~(a)~~ Sole Shared None --------------~~-------~~ ------- ---------~~---~~ ---------- ------~~-------~~ ----~~----~~ ---------- ------- ---------- ----~~------~~ ------ ----~~---~~ ~~HARTFORD~~GUIDANT ~~FINANCIAL~~CORP SCOM 401698105 71 2,288 SH X 2,288 H J. HEINZ CO COM ~~416515104~~423074103 2116 500 SH X 500 ~~HARTFORD~~H ~~LIFE~~R ~~CAPITA~~BLOCK ~~PFD~~COM ~~416590206~~093671105 26209 15,~~000~~200 SH X 15,~~000~~200 ~~HEWLETT~~HARLEY ~~PACKARD~~DAVIDSON COINC COM ~~428236103~~412822108 ~~301~~57 251,~~758~~236 SH X 251,~~758~~236 ~~HILLMAN~~HARTE-HANKS ~~GROUP~~COMMUNIC ~~CAPITA~~COM ~~PFD~~416196103 ~~43162l206~~52,282 102,800,338 ~~418~~ SH X ~~418~~2,800,338 ~~HOME~~HARTFORD ~~DEPOT~~FINANCIAL ~~INC~~S COM ~~437076102~~416515104 ~~324~~23 ~~12,405~~500 SH X ~~12,405~~500 ~~HOUSEHOLD~~HEWLETT ~~INTERNATIO~~PACKARD CO COM ~~441815107~~428236103 42430 124,~~500~~758 SH X 124,~~500~~758 IHOME BDEPOT MINC COM ~~459200101~~437076102 70 2,~~269~~905 ~~38,919~~ SH X 382,~~919~~905 IMS HEALTH INC COM 449934108 3 200 SH X 200 INTEL CORP COM 458140100 5,~~348~~050 ~~384~~324,~~995~~342 SH X ~~384~~324,~~995~~342 INTERNATIONAL BUSINE COM 459200101 1,136 14,654 SH X 14,654 INTERPUBLIC GROUP OF COM 460690100 2214 1,~~400~~000 SH X 1,~~400~~000 ISIS PHARMACEUTICALS COM 464330109 43 400 SH X 400 J P MORGAN CHASE &cC COM 46625H100 4743 21,~~491~~772 SH X 21,~~491~~772 JABIL CIRCUIT INC COM 466313103 34 200 SH X 200 JEFFERSON PILOT CORP COM 475070108 ~~143~~69 31,~~575~~800 SH X 31,~~575~~800 ~~JOHN~~JOHNSON ~~WILEY~~ & ~~SONS~~JOHNSON ~~IN CL A~~ COM ~~968223206~~478160104 110,~~039~~769 47200,~~220~~502 SH X 47200,~~220~~502 ~~JOHN~~KEYCORP ~~WILEY~~NEW ~~& SONS IN CL B~~ COM ~~968223305~~493267108 3147 1,~~420~~888 SH X 1,~~420~~888 ~~JOHNSON & JOHNSON COM 478160104 10,224 189,052 SH X 189,052~~ KIMBERLY CLARK COM 494368103 ~~262~~11 ~~4,624~~230 SH X ~~4,624~~230 KOHLS CORP COM 500255104 ~~122~~112 2,000 SH X 2,000 LEE ENTERPRISES COM 523768109 ~~329~~335 10,000 SH X 10,000 LEHMAN BROTHERS HOLD COM 524908100 5453 1,~~100~~000 SH X 1,~~100~~000 LIBERTY MEDIA CORP S COM 530718105 1217,~~033~~496 1,~~675~~957,~~884~~019 SH X 1,~~675~~957,~~884~~019 ~~LINCOLN NATIONAL CAP PFD 53417P209 25 1,000 SH X 1,000~~ LOCKHEED MARTIN CORP COM 539830109 6356 970 SH X 970 LOEWS CORP COM 540424108 ~~793~~822 18,482 SH X 18,482 LOWES CO INC COM 548661107 2119 500 SH X 500 MARSH & ~~mclennan~~MCLENNAN COM 571748102 ~~400~~698 915,~~600~~100 SH X 915,~~600~~100 MATTEL INC-W/RTS COM 577081102 ~~639~~661 3534,500 SH X 3534,500 MBIA INC COM 55262C100 6682,~~451~~528 1,~~663~~881,~~357~~617 SH X 1,~~663~~881,~~357~~617 MBNA CORP COM 55262L100 7271,~~152~~868 3,~~925~~778,~~585~~559 SH X 3,~~925~~778,~~585~~559 MCCORMICK & coCO ~~inc~~INC nN ~~com~~COM 579780206 ~~479~~747 2132,~~000~~200 SH X 2132,~~000~~200 MCDONALDS CORP - W/RTS COM 580135101 1110 600 SH X 600 MCGRAW HILL INC-W/RT COM 580645109 6766 1,100 SH X 1,100 MEDIMMUNE INC COM 584699102 ~~779~~5 ~~37,255~~200 SH X ~~37,255~~200 MEDTRONIC INC COM 585055106 7,~~229~~742 ~~171~~169,~~635~~785 SH X ~~171~~169,~~635~~785 COLUMN TOTAL ~~181~~253,~~766~~525

FORM 13F Page 5 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 6: Item 8: Investment ~~Discretion~~Voting ~~Item~~Authority 4:Discretion (Shares) ------------------------ ------------------ Item 84: (b) Item 2: Fair Item 5: ~~(b)~~Shared-As Item 7: ~~Voting~~Title ~~Authority~~Item ~~(Shares)~~3: ~~Title~~ Market Shares of ~~Shared-As~~Defined (c) Managers ~~-------------------------~~ Item 1: of ~~Item~~CUSIP 3: Value Principal ~~Defined~~(a) in Shared- See ~~Instr.~~(a) (b) (c) Name of Issuer Class ~~CUSIP~~ Number (x $1,000) Amount ~~(a)~~ Sole Instr. V Other Instr. V ~~(a)~~ Sole Shared None --------------~~-------~~ ------- ---------~~---~~ ---------- ------~~-------~~ ----~~----~~ ---------- ------- ---------- ----~~------~~ ------ ----~~---~~ MELLON FINL CORP COM 58551A108 ~~586~~577 22,~~611~~111 SH X 22,~~611~~111 MERCK & coCO ~~inc~~INC ~~com~~COM 589331107 23,~~599~~146 5655,~~862~~568 SH X 5655,~~862~~568 MERRILL LYNCH & CO I COM 590188108 ~~679~~788 20,~~600~~775 SH X 20,~~600~~775 ~~MERRILL LYNCH 7.28% PFD 59021K205 25 1,000 SH X 1,000~~ MGIC INVT CORP WIS CO COM 552848103 ~~204~~207 5,000 SH X 5,000 MICROSOFT CORP COM 594918104 1618,~~276~~298 ~~372~~353,~~112~~927 SH X ~~372~~353,~~112~~927 MOODYS CORP COM 615369105 5257,~~770~~316 1,~~088~~388,~~050~~122 SH X 1,~~088~~388,~~050~~122 MORGAN STANLEY COM 617446448 4148 1,198 SH X 1,198 MOTOROLA INC COM 620076109 3126 3,013 SH X 3,013 MYLAN LABORATORIES I COM 628530107 1617 500 SH X 500 ~~NAB~~NATIONAL ~~EXCHANGEABLE~~CITY ~~PFD~~CORP ~~628714206~~COM 26635405103 1122 4,~~000~~452 SH X 14,~~000~~452 NEW PLAN EXCEL REALT COM 648053106 ~~189~~196 10,246 SH X 10,246 NEW YORK TIMES CO-CL COM 650111107 ~~216~~217 4,755 SH X 4,755 ~~NOKIA CORP-SPONSO COM 654902204 33 2,500 SH X 2,500~~ NORTHERN TRUST CORP COM 665859104 ~~1,577~~99 412,815 SH X 412,815 NSTAR COM 67019E107 2022 500 SH X 500 NUVEEN N Y DIVIDEND COM 67066X107 4645 3,000 SH X 3,000 OFFICE DEPOT INC COM 676220106 2833 2,250 SH X 2,250 ORACLE SYSTEMS CORP COM 68389X105 ~~102~~97 139,000 SH X 139,000 PAYCHEX INC COM 704326107 1315 555 SH X 555 PEPSICO INC COM 713448108 1,~~169~~350 31,~~628~~978 SH X 31,~~628~~978 PFIZER INC COM 717081103 9,~~243~~385 ~~318~~307,~~520~~008 SH X ~~318~~307,~~520~~008 PHARMACIA CORP COM 71713U102 6 149 SH X 149 PHILIP MORRIS COMPS. COM 718154107 ~~399~~550 1013,~~278~~578 SH X 1013,~~278~~578 PITNEY BOWES INC-W/R COM 724479100 ~~113~~105 3,~~700~~200 SH X 3,~~700~~200 PRAXAIR INC COM 74005P104 46 788 SH X 788 PRICE COMMUNICATIONS COM 741437305 4454 3,937 SH X 3,937 PROCTER & GAMBLE CO COM 742718106 ~~120~~116 1,344 SH X 1,344 R R DONNELLEY & SONS COM 257867101 1337 ~~500~~1,700 SH X ~~500~~1,700 RAYTHEON CO COM 755111507 1011 350 SH X 350 REUTERS GROUP PLC COM 76132M102 10 567 SH X 567 ROBERT HALF INTERNAT COM 770323103 32 2,000 SH X 2,000 ROSLYN BANCORP INC COM 778162107 ~~104~~108 5,964 SH X 5,964 ROYAL DUTCH PETRO COM 780257804 ~~284~~589 713,~~076~~376 SH X 713,~~076~~376 SBC COMMUNICATIONS I COM 78387G103 ~~227~~238 118,~~302~~776 SH X 118,~~302~~776 SCHERING PLOUGH CORP COM 806605101 ~~131~~104 64,~~150~~700 SH X 64,~~150~~700 ~~SCHLUMBERGER~~SCHOLASTIC ~~LTD~~CORP COM ~~806857108~~807066105 4638,926 1,~~200~~082,790 SH X 1,~~200~~082,790 COLUMN TOTAL 87132,~~418~~936

FORM 13F Page 6 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 6: Item 8: Investment ~~Discretion~~Voting ~~Item~~Authority 4:Discretion (Shares) ------------------------ ------------------ Item 84: (b) Item 2: Fair Item 5: ~~(b)~~Shared-As Item 7: ~~Voting~~Title ~~Authority~~Item ~~(Shares)~~3: ~~Title~~ Market Shares of ~~Shared-As~~Defined (c) Managers ~~-------------------------~~ Item 1: of ~~Item~~CUSIP 3: Value Principal ~~Defined~~(a) in Shared- See ~~Instr.~~(a) (b) (c) Name of Issuer Class ~~CUSIP~~ Number (x $1,000) Amount ~~(a)~~ Sole Instr. V Other Instr. V ~~(a)~~ Sole Shared None --------------~~-------~~ ------- ---------~~---~~ ---------- ------~~-------~~ ----~~----~~ ---------- ------- ---------- ----~~------~~ ------ ----~~---~~ SERVICEMASTER CO (TH COM 81760N109 36 3,281 SH X 3,281 SIGMA-ALDRICH CORP COM 826552101 5862,~~928~~529 1,~~196~~283,~~030~~955 SH X 1,~~196~~283,~~030~~955 SILICON VALLEY BANCS COM 827064106 5762,~~450~~917 3,~~393~~447,~~395~~500 SH X 3,~~393~~447,~~395~~500 SIMON PROPERTY GROUP PFD 828806406 13 140 SH X 140 SIMON PROPERTY GROUP COM 828806109 52 1,540 SH X 1,540 SMUCKER J M COCOMPANY COM 832696306 3538 953 SH X 953 SOLECTRON CORP COM 834182107 24 1,000 SH X 1,000 SOTHEBY'S HOLDINGS IN COM 835898107 12 200 SH X 200 SOURCECORP COM 836167106 138 7,412 SH X 7,412 SOUTHERN CO COM 842587107 8584 2,950 SH X 2,950 STANDARD & POORS DEP COM 78462F103 5 60 SH X 60 STATE STREET CORP COM 857477103 ~~765~~982 1925,~~800~~178 SH X 1925,~~800~~178 STILWILL FINANCIAL I COM 860831106 4852 4,000 SH X 4,000 ~~SUN MICROSYSTEMS INC COM 866810104 5 2,000 SH X 2,000~~ SYSCO CORP COM 871829107 2,~~260~~371 79,600 SH X 79,600 TARGET CORP COM 87612E106 ~~130~~81 42,~~400~~700 SH X 42,~~400~~700 TEVA ~~PHARMACEUTIC~~PHARM. INDS COM 881624209 ~~101~~116 13,~~500~~000 SH X 13,~~500~~000 TEXAS INSTRUMENTS IN COM 882508104 2026 1,~~340~~700 SH X 1,~~340~~700 TIFFANY & CO-NEW COM 886547108 ~~536~~598 25,000 SH X 25,000 TOYS R US COM 892335100 20 2,000 SH X 2,000 TRANSACTION SYSTEMS COM 893416107 1920 3,000 SH X 3,000 TRAVELERS PPTY CASUA CL A COM 89420G109 4 264 SH X 264 TRAVELERS PROPERTY C CL B COM 89420G406 8 543 SH X 543 TRIARC COMPANIES INC COM 895927101 ~~177~~205 7,800 SH X 7,800 UNION PACIFIC CORP COM 907818108 53 880 SH X 880 UNITED PARCEL SVC IN COM 911312106 ~~2,536~~3 ~~40,550~~50 SH X ~~40,550~~50 UNITEDHEALTH GROUP COM 91324P102 1,~~452~~390 16,650 SH X 16,650 UNIVISION COMMUNICAT COM 914906102 9198 4,000 SH X 4,000 VERIZON COMMUNICATIO COM 92343V104 61123 23,~~221~~173 SH X 23,~~221~~173 VIACOM INC-NON VTG COM 925524308 2054 ~~500~~1,323 SH X ~~500~~1,323 VODAFONE GROUP PL COM 92857W100 5375 4,154 SH X 4,154 WACHOVIA CORP 2ND NE COM 929903102 1,~~223~~363 37,410 SH X 37,410 ~~WALGREEN CO COM 931422109 197 6,400 SH X 6,400~~ WAL-MART STORES INC COM 931142103 7,~~661~~195 ~~155~~142,~~590~~455 SH X ~~155~~142,~~590~~455 ~~WALT~~WALGREEN ~~DISNEY CO~~ COM ~~254687106~~931422109 ~~787~~187 516,~~972~~400 SH X 516,~~972~~400 WASHINGTON MUTUAL IN COM 939322103 ~~261~~273 87,~~309~~909 SH X 87,~~309~~909 WASTE MANAGEMANT INC COM ~~94106l109~~94106L109 7 300 SH X 300 COLUMN TOTAL ~~134~~141,~~972~~122

FORM 13F Page 7 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

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