13F-HR 1 y99890e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tupelo Capital Management, L.L.C. Address: 12 East 49th Street New York, New York 10017 Form 13F File Number: 028-04729 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that the required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: LuLu C. Wang Title: Principal Phone: 212-755-3700 Signature, Place and Date of Signing: /s/ LULU C. WANG New York, New York August 6, 2004 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ________________ Tupelo Capital Services, L.L.C. [Repeat as necessary.] Form 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 0 --------------------------- Form 13F Information Table Entry Total: 88 --------------------------- Form 13F Information Table Value Total: $197,297,738 --------------------------- (thousands) CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THE PUBLIC FORM 13F REPORT AND FILED SEPARATELY WITH THE COMMISSION. List of Other Included Managers: Provide a number list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are not entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- FORM 13F Reporting Manager: Tupelo Capital Management, L.L.C. Period Ended: June 30, 2004

Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Discretion Voting Authority (b) (b) Title SEDOL/ ~~Fair~~ Shared (c) Shared of CUSIP ~~Market~~Fair SHARES SH PUT/ (a) As Shared As (c) Name of Issuer Class Number Market Value PRN Amount PRN CALL Sole Defined Other Manager (a) Sole Defined None ---------------------------- ------ --------- ------------ ----------- --- ---- ---- ------- ------- ------- --------- ------- ----~~--------------~~ 3M CO COM 88579Y101 $32,~~868~~601,~~865~~289 4528,~~500~~900 SH x 1 4528,~~500~~900 ~~ADVANCED~~ALCOA ~~ENERGY~~INC ~~INDUSTRIES~~ COM ~~007973100~~013817101 $~~3,417,760 131,200 SH x~~ 1 ~~131~~,~~200 AIR PRODUCTS & CHEMICALS INC COM 009158106 $3~~347,~~698,100~~624 7040,~~000~~800 SH x 1 7040,~~000~~800 AMDOCS LTD COM 2256908 $42,~~774~~785,~~752~~827 ~~212~~118,~~400~~900 SH x 1 ~~212~~118,~~400~~900 AMERICAN EXPRESS CO COM 025816109 $52,~~131~~974,~~672~~902 ~~106~~57,~~400~~900 SH x 1 ~~106~~57,~~400~~900 ~~AMGEN~~AMERICAN ~~INC~~INTERNATIONAL GROUP COM ~~031162100~~026874107 $23,~~187~~556,~~366~~872 3549,~~400~~900 SH x 1 3549,~~400~~900 APPLIED MATERIALS INC COM 038222105 $61,~~559~~238,~~212~~022 ~~292~~63,~~300~~100 SH x 1 ~~292~~63,~~300~~100 ~~ARBITRON~~AUTOMATIC ~~INC~~DATA PROCESSING COM ~~03875Q108~~053015103 $2,~~219~~500,~~504~~236 5359,~~200~~700 SH x 1 5359,~~200~~700 ~~BEA~~BAKER ~~SYSTEMS~~HUGHES INC COM ~~073325102~~057224107 $32,~~640~~804,~~800~~925 ~~296~~74,~~000~~500 SH x 1 ~~296~~74,~~000~~500 ~~BEAR~~BIOTECH ~~STEARNS~~HOLDRs ~~COMPANIES~~TRUST ~~INC~~ COM ~~073902108~~09067D201 $21,~~550~~772,~~405~~045 3112,~~900~~100 SH x 1 3112,~~900~~100 ~~BEST~~BURBERRY ~~BUY~~GROUP COPLC ~~INC~~ COM ~~086516101~~3174300 $42,~~017~~084,~~256~~919 76280,~~900~~646 SH x 1 76280,~~900~~646 ~~BIOTECH~~CATHAY ~~HOLDRs~~PACIFIC ~~TRUST~~AIRWAYS COM ~~09067D201~~6179755 $42,~~654~~742,~~664~~384 341,~~400~~455,000 SH x 1 341,~~400~~455,000 BJCENTEX ~~SERVICES~~CORP CO COM ~~055482103~~152312104 $51,~~000~~797,~~870~~975 ~~139~~39,300 SH x 1 ~~139~~39,300 ~~BURBERRY~~CHECK ~~GROUP~~POINT ~~PLC~~SOFTWARE TECH COM ~~3174300~~2181334 $53,~~215~~141,~~501~~636 ~~799~~116,~~948~~400 SH x 1 ~~799~~116,~~948~~400 ~~CATHAY~~CHICO'S ~~PACIFIC~~FAS ~~AIRWAYS~~INC COM ~~6179755~~168615102 $32,~~985~~248,~~990~~968 249,~~098,000~~800 SH x 1 249,~~098,000~~800 ~~CHICO'S~~CISCO ~~FAS~~SYSTEMS INC COM ~~168615102~~17275R102 $42,~~334~~844,~~235~~000 ~~117~~120,~~300~~000 SH x 1 ~~117~~120,~~300~~000 ~~CHINA~~CITIGROUP ~~LIFE~~INC ~~INSURANCE~~COM ~~CO-ADR~~172967101 ~~ADR 16939P106~~ $32,~~343~~008,~~158~~800 ~~101~~43,~~400~~200 SH x 1 ~~101~~43,~~400~~200 ~~CISCO~~COACH ~~SYSTEMS~~ INC COM ~~17275R102~~189754104 $52,~~114~~282,~~953~~095 ~~211~~50,~~100~~500 SH x 1 ~~211~~50,~~100~~500 ~~CITIGROUP~~COGNOS INC COM ~~172967101~~19244C109 $42,~~980~~469,~~204~~728 ~~102~~68,~~600~~300 SH x 1 ~~102~~68,~~600~~300 ~~COACH~~CONOCOPHILLIPS ~~INC~~ COM ~~189754104~~20825C104 $41,~~160~~792,~~050~~815 ~~110~~23,~~200~~500 SH x 1 ~~110~~23,~~200~~500 ~~COMCAST~~CONSOL ~~CORP-SPECIAL~~ENERGY CLINC A COM ~~20030N200~~20854P109 $3,~~930~~546,~~024~~000 ~~125~~98,~~600~~500 SH x 1 ~~125~~98,~~600~~500 CORNING INC COM 219350105 $13,~~711~~167,~~563~~050 ~~164~~242,~~100~~500 SH x 1 ~~164~~242,~~100~~500 ~~DANAHER~~DEERE ~~CORP~~& CO COM ~~235851102~~244199105 $32,~~936~~546,~~075~~082 4236,~~900~~300 SH x 1 4236,~~900~~300 DELL INC COM 24702R101 $42,~~736~~672,~~812~~172 ~~139~~74,~~400~~600 SH x 1 ~~139~~74,~~400~~600 DOVER CORP COM 260003108 $42,~~881~~332,~~300~~340 ~~122~~55,~~800~~400 SH x 1 ~~122~~55,~~800~~400 EBAY INC COM 278642103 $42,~~115~~335,~~657~~530 6325,~~700~~400 SH x 1 6325,~~700~~400 ~~EMC~~ESPRIT ~~CORP/MASS~~HOLDINGS LTD COM ~~268648102~~6321642 $4,~~481~~105,~~948~~090 ~~346~~917,~~900~~400 SH x 1 ~~346~~917,~~900~~400 ~~ENTERCOM~~FAST ~~COMMUNICATIONS~~RETAILING ~~CORP~~CO LTD COM ~~293639100~~6332439 $2,~~859~~946,~~840~~046 5436,~~000~~300 SH x 1 5436,~~000~~300 ~~ESPRIT~~FINANCIAL ~~HOLDINGS~~SELECT ~~LTD~~SECTOR SPDR COM ~~6321642~~81369Y605 $62,~~257,838~~858 ~~1,879,400~~100 SH x 1 ~~1,879,400~~100 ~~ETHAN~~GENENTECH ~~ALLEN INTERIORS~~ INC COM ~~297602104~~368710406 $23,~~902~~877,~~284~~800 69,~~300~~000 SH x 1 69,~~300~~000 ~~FINANCIAL~~GENERAL ~~SELECT~~ELECTRIC ~~SECTOR~~CO ~~SPDR~~ COM ~~81369Y605~~369604103 $3,288,600 101,500 SH x 1 101,500 GILLETTE COMPANY COM 375766102 $2,~~333~~756,000 ~~100~~65,000 SH x 1 ~~100~~65,000 ~~FRANKLIN~~GOLDMAN ~~RESOURCES~~SACHS GROUP INC COM ~~354613101~~38141G104 $4687,~~888,434~~368 937,~~900~~300 SH x 1 937,~~900~~300 ~~GENENTECH~~HALLIBURTON ~~INC~~CO COM ~~368710406~~406216101 $72,~~560~~514,~~456~~606 8083,~~800~~100 SH x 1 8083,~~800~~100 ~~GENERAL~~HARMAN ~~ELECTRIC~~INTERNATIONAL CO COM ~~369604103~~413086109 $1,~~638~~992,~~842~~900 5221,900 SH x 1 5221,900 ~~GILEAD~~HEIDRICK ~~SCIENCES~~& ~~INC~~STRUGGLES INTL COM ~~375558103~~422819102 $41,~~353~~887,~~516~~648 7463,~~700~~600 SH x 1 7463,~~700~~600

FORM 13F Reporting Manager: Tupelo Capital Management, L.L.C. Period Ended: June 30, 2004

Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Discretion Voting Authority (b) (b) Title SEDOL/ ~~Fair~~ Shared (c) Shared of CUSIP ~~Market~~Fair SHARES SH PUT/ (a) As Shared As (c) Name of Issuer Class Number Market Value PRN Amount PRN CALL Sole Defined Other Manager (a) Sole Defined None ---------------------------- ------ --------- ------------ ----------- --- ---- ---- ------- ------- ------- --------- ------- ----~~--------------~~ ~~GILLETTE~~HUTCHISON ~~COMPANY~~WHAMPOA LTD COM ~~375766102~~6448068 $32,~~779~~435,~~517~~265 ~~102~~356,~~900~~690 SH x 1 ~~102~~356,~~900~~690 ~~GOLDMAN~~IMCLONE ~~SACHS~~SYSTEMS ~~GROUP INC~~ COM ~~38141G104~~45245W109 $3,~~968~~139,~~946~~914 4036,~~200~~600 SH x 1 4036,~~200~~600 ~~HEIDRICK~~INTEL &CORP ~~STRUGGLES INTL~~ COM ~~422819102~~458140100 $2,~~956~~892,~~080~~480 ~~135~~104,~~600~~800 SH x 1 ~~135~~104,~~600~~800 ~~HONG~~ISHARES ~~KONG~~MSCI ~~EXCHANGES~~JAPAN &INDEX ~~CLEAR~~FD COM ~~6267359~~464286848 $32,~~281~~642,~~645~~256 1248,~~512,000~~800 SH x 1 1248,~~512,000~~800 ~~HUTCHISON~~JETBLUE ~~WHAMPOA~~AIRWAYS ~~LTD~~CORP COM ~~6448068~~477143101 $21,~~615~~203,~~590~~846 ~~354~~40,~~690~~975 SH x 1 ~~354~~40,~~690~~975 ~~INFOSYS~~JOY ~~TECHNOLOGIES-SP~~GLOBAL ~~ADR~~INC ~~ADR~~COM ~~456788108~~481165108 $31,~~310~~640,~~380~~712 3454,~~700~~800 SH x 1 3454,~~700~~800 ~~INTEL~~JPMORGAN ~~CORP~~CHASE & CO COM ~~458140100~~46625H100 $2,~~958~~756,~~215~~547 9271,~~300~~100 SH x 1 9271,~~300~~100 ~~ISHARES~~JUNIPER ~~MSCI~~NETWORKS ~~JAPAN~~INC ~~INDEX FD~~ COM ~~464286848~~48203R104 $23,~~975~~097,~~868~~982 ~~308~~126,~~700~~088 SH x 1 ~~308~~126,~~700~~088 ~~JETBLUE~~LAMAR ~~AIRWAYS~~ADVERTISING ~~CORP~~CO-CL A COM ~~477143101~~512815101 $2,~~768~~089,~~025~~470 ~~104~~48,~~375~~200 SH x 1 ~~104~~48,~~375~~200 ~~JOHNSON~~LENNAR ~~ELECTRIC~~CORP-CL ~~HLDGS~~A COM ~~6281939~~526057104 $61,~~812~~967,~~118~~680 544,~~342,~~000 SH x 1 544,~~342,~~000 ~~LAMAR~~LEXMARK ~~ADVERTISING~~INTERNATIONAL COINC-A COM ~~512815101~~529771107 $32,~~254~~905,~~304~~553 8730,~~200~~100 SH x 1 8730,~~200~~100 ~~LEHMAN~~LI ~~BROTHERS~~& ~~HOLDINGS~~FUNG ~~INC~~LTD COM ~~524908100~~6286257 $42,~~490~~069,~~575~~183 581,~~153~~415,600 SH x 1 581,~~153~~415,600 ~~LENNAR~~LMS ~~CORP-CL~~MEDICAL ASYSTEMS INC COM ~~526057104~~502089105 $31,~~657~~599,~~600~~850 38500,~~100~~000 SH x 1 38500,~~100~~000 LIMARVELL &TECHNOLOGY ~~FUNG~~GROUP LTD COM ~~6286257~~2594653 $42,~~679~~776,~~777~~800 2104,~~731,600~~000 SH x 1 2104,~~731,600~~000 ~~MANPOWER~~MERRILL LYNCH & CO INC COM ~~56418H100~~590188108 $1,~~925~~452,~~572~~062 4026,900 SH x 1 4026,900 ~~MELLON~~MICROSOFT ~~FINANCIAL~~ CORP COM ~~58551A108~~594918104 $21,~~722~~953,~~928~~504 8468,~~800~~400 SH x 1 8468,~~800~~400 ~~MICROSOFT~~MIZUHO ~~CORP~~FINANCIAL GROUP INC COM ~~594918104~~6591014 $32,~~289~~365,~~874~~815 ~~120~~520 SH x 1 520 MOTOROLA INC COM 620076109 $2,522,150 138,200 SH x 1 ~~120~~138,200 ~~MOLEX~~NIDEC ~~INC~~CORP COM ~~608554101~~6640682 $2,~~752~~270,~~821~~943 7822,~~900~~100 SH x 1 7822,~~900~~100 ~~NABORS~~NORTEL ~~INDUSTRIES~~NETWORKS ~~LTD~~CORP COM ~~2963372~~656568102 $5992,~~031,709~~012 ~~121~~198,~~246~~800 SH x 1 ~~121~~198,~~246~~800 ~~NETSCREEN~~NOVELL ~~TECHNOLOGIES~~ INC COM ~~64117V107~~670006105 $21,~~596~~392,~~275~~740 ~~104~~166,~~900~~000 SH x 1 ~~104~~166,~~900~~000 ~~NEXTEL~~PALMONE ~~COMMUNICATIONS~~ INC-A COM ~~65332V103~~69713P107 $63,~~209~~497,~~678~~862 ~~221~~100,~~300~~600 SH x 1 ~~221~~100,~~300~~600 ~~NOKIA~~PEABODY ENERGY CORP~~-SPON~~ ~~ADR~~COM ~~ADR~~704549104 ~~654902204~~ $43,~~986~~404,~~100~~192 ~~293~~60,~~300~~800 SH x 1 ~~293~~60,~~300~~800 ~~NOVELLUS~~PEPSICO ~~SYSTEMS~~ INC COM ~~670008101~~713448108 $6705,~~774,255~~828 ~~161~~13,100 SH x 1 ~~161~~13,100 ~~PEOPLESOFT~~PFIZER INC COM ~~712713106~~717081103 $43,~~562~~001,~~558~~214 ~~200~~87,~~200~~550 SH x 1 ~~200~~87,~~200~~550 ~~PFIZER~~PRAXAIR INC COM ~~717081103~~74005P104 $53,~~273~~144,~~003~~908 ~~149~~78,~~250~~800 SH x 1 ~~149~~78,~~250~~800 ~~PRAXAIR~~QUALCOMM INC COM ~~74005P104~~747525103 $43,~~744~~408,~~440~~166 ~~124~~46,~~200~~700 SH x 1 ~~124~~46,~~200~~700 ~~QUALCOMM~~RED HAT INC COM ~~747525103~~756577102 $41,~~071~~961,~~715~~638 7585,~~500~~400 SH x 1 7585,~~500~~400 REDIFF.COM INDIA LIMITED-ADR ADR 757479100 $ ~~415~~147,~~014~~378 7817,~~900~~400 SH x 1 7817,~~900~~400 ~~ROBERT~~RESEARCH ~~HALF~~IN ~~INTL~~MOTION ~~INC~~ COM ~~770323103~~760975102 $13,~~729~~504,~~494~~640 7451,~~100~~200 SH x 1 7451,~~100~~200 ~~RYOHIN~~ROBERT ~~KEIKAKU~~HALF COINTL ~~LTD~~INC COM ~~6758455~~770323103 $5720,~~267,602~~434 ~~156~~24,~~500~~200 SH x 1 ~~156~~24,~~500~~200 ~~SAMSUNG~~RYOHIN ~~ELECTRONICS~~KEIKAKU CO LTD COM ~~6771720~~6758455 $63,~~919~~322,~~693~~125 1864,~~320~~200 SH x 1 1864,~~320~~200 ~~SANMINA-SCI~~SAMSUNG ~~CORP~~ELECTRONICS CO LTD COM ~~800907107~~6771720 $3,~~442~~174,~~320~~075 ~~273~~7,~~200~~699 SH x 1 ~~273~~7,~~200~~699 SAP AG-SPONSORED ADR ADR 803054204 $53,~~406~~357,~~956~~343 ~~130~~80,~~100~~300 SH x 1 ~~130~~80,~~100~~300 ~~SCHWAB (CHARLES) CORP COM 808513105 $4,307,392 363,800 SH x 1 363,800~~ SERENA SOFTWARE INC COM 817492101 $31,~~025~~513,~~915~~837 ~~164~~79,~~900~~300 SH x 1 ~~164~~79,~~900~~300

FORM 13F Reporting Manager: Tupelo Capital Management, L.L.C. Period Ended: June 30, 2004

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